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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Annual Report of the SEC. - Página 59
por United States. Securities and Exchange Commission - 1963
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen423

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977
...security (other than an exempted security) which is registered pursuant to section 781 of this title, or who is a director or an officer of the issuer of such security." 'Section 16 (b), 15 USC §78p(b), reads in full: "For the purpose of preventing the...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security shall file with the exchange and with the Commission, at the time of the registration...
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volumen1

United States. Securities and Exchange Commission - 1935
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
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Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936
...ratios in each instance are shown by the following table : registered on a national securities exchange, or who Is a director or an officer of the Issuer of such security, shall file, at the time of the registration of such security or within ten days after...
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Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1100 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1458 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer...
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941
...equity security (other than an exempted security) which is registered on a national securities exchange, or who Is a director or an officer of the issuer of such a security. Section 16 (b), with certain exceptions, provides for the recovery by the issuer or...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...equity security (other than an exempted security) which is registered on a national securities exchange, e; applicability of certain Federal laws after June such security, shall file, at the time of the registration of such security or within ten days after...
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Securities Exchange Act Amendments: Hearings Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 222 páginas
...indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer of such security, must file, at the time of the registration of the security or within 10 days after he...
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