 Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the...  Annual Report of the SEC. - Página 30por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...summary required to be sent, given, or furnished under subsection (a) (3), makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...appears to the Commission at :mv time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity... | |
 | United States. Securities and Exchange Commission - 1953 - 1172 páginas
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice . . . and after opportunity for hearing . . . Issue a stop order suspending the effectiveness... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...tin* that the registration statement Include* any BntnM statement of a material fact or omits to itato any material fact required to be stated therein or...statements therein not misleading, the Commission may, after notice . . . and . . . opportunity for bearing .... Issue a stop order suspending the effecthrtaeas... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements 37 8. BC— 38 3809 357 was instituted on July 27, 1956, and a... | |
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