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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Annual Report of the SEC. - Página 194
por United States. Securities and Exchange Commission - 1963
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected...
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Official Congressional Directory

United States. Congress - 1941
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full...
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Investigation of Concentration of Economic Power: Temporary National ...

United States. Temporary National Economic Committee - 1941 - 435 páginas
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 'Temporary...
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Independent Offices Appropriation Bill for 1942: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941
...amended, the Securities Exchange Act of 1934, as amended, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, the Commission is required to make available to the public the information contained in any application,...
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Independent Offices Appropriation Bill for 1943: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1177 páginas
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts...
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To Transfer from the District of Columbia Departments, Or Bureaus Thereof ...

United States. Congress. House. Committee on Public Buildings and Grounds - 1942
...the Public Utility Act of 1935), the Over-the-Counter Act of 1938, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940; and it has substantial duties in connection with chapter X of the National Bankruptcy Act. Its activities...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
...Securities Exchange Act of 1934," dated August 7, 1941. referred to hereinafter as the SEC Report. a The Investment Company Act of 1940 and the Investment Advisers Act of 1940, both enacted since the date of the last report of the Special Committee, have not been dealt wi(h because...
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Office of Education, Federal Security Agency: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1942 - 45 páginas
...460 Base for 1942 5, 298, 540 Increase requested in 1942 for the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 (add) 81, 460 381 The increase of $81,460 requested in 1942 for the administration and enforcement...
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Independent Offices Appropriation Bill for 1944: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1943 - 1299 páginas
...the Securities Exchange Act of 1934 ;" the Securities Act of 1933; the Trust Indenture Act of 1939; the Investment Company Act of 1940; and the Investment Advisers Act of 1940. Also, we perform duties under the provisions of chapter X of the Bankruptcy Act, that being the reorganization...
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Independent Offices Appropriation Bill for 1947: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1946 - 1199 páginas
...Maloney Act of 1938, which was an amendment to the Securities Exchange Act, was approved in June 1938. The Investment Company Act of 1940 and the Investment Advisers Act of 1940 were passed in August of 1940. In addition to that, we have certain duties under chapter X of the Bankruptcy...
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