* O*04. KAN VU ur 81-86-1999. 85:29PM

: 1-6-99: 17:52:

FROM

Additional Branch Office Information

What free services do you provide for your customers:

Beverages:

Noac

JAN 85 1999 17:49

Branch Office Advertising & Marketing

Where are vou curr

currently

Television

advertising: Radio

✓
Newspaper Not advertising

How often do you advertise: Spelndi

Where have you received your best response from: Not Fou

Are you asking callers where they heard about you:

What is your average monthly advertising costs:

Do you have an advertising budget:

2000.- A

What area's of your advertising, sales and marketing do you feel you
need the most assistance:

All-Tech Investment Group, Inc.

Please comment in detail on All-Tech's support services Problems and
recommended solutions in dealing with the main office

The following is the report of the examination conducted at the Dallas, Texas Branch Office (the "Branch") on May 15, 1999 and the recommendations

Results of the Review:

Results of Review of the Branch Systems and Procedures.

I reviewed the following areas:

Account Opening Forms

Trade Activity Reports/Trade Blotter

Daily Billing Statement

Account Statements

Customer Daily Commission Run/Confirmations

Cash Receipts/Transmission Blotter

Securities Receipts/Transmission Blotter

Day Trader Margin Requirement Report

(The records listed above are being maintained, but some that need to be reviewed and signed off by the BOM are not being reviewed and signed off on. The audit findings with regard to each such record and the relevant recommendations are given below.)

Account Opening Forms-Findings.