United States Securities Law:A Practical Guide

1933 Act registration 2d Cir accounting acquisition activities Amex applicable assets bidder broker-dealers cent CFTC commercial paper commodities company's concerning corporate law courts dealers debt securities depositary directors disclosure requirements distribution effect equity securities exchange offers exempt from registration Federal Reserve filed financial statements foreign broker-dealers foreign companies foreign issuers Form F-1 Futures contracts GAAP holders indenture insider trading Investment Advisers investment banks Investment Company Act Item liability London Stock Exchange material misstatements ment misstatements or omissions NASD NASDAQ non-US NYSE option period person poison pill prior private placement procedures prohibits prospectus public offering purchase pursuant registration requirements registration statement Regulation D Regulation S-X Release reports resale restrictions Rule Schedule 13D Schedule 14D-1 Section 4(2 securities law securities markets selling shareholders shares Stock Exchange subsidiary Supp takeover target company tender offer tion transaction underwriters United voting