...committee that there has been an unusual amount of questionable activity here in the District of Columbia. The Securities and Exchange Commission and the National Association of Securities Dealers have taken certain action in recent months to correct the situation. This committee feels that whatever...

...National Association of Securities Dealers, Inc., its deep concern over the foregoing situation : That the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., be advised that, in the opinion of the board of directors of the Better Business Bureau, increased...

...National Association of Securities Dealers, Inc., its deep concern over the foregoing situation : That the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., be advised that, in the opinion of the board of directors of the Better Business Bureau, increased...

...National Association of Securities Dealers, Inc., its deep concern over the foregoing situation : That the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., be advised that, in the opinion of the board of directors of the Better Business Bureau, increased...

...a shoestring. Anyone can defraud investors. It has long been an anomaly that the city in which both the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., are headquartered should be a haven for the unscrupulous fringe elements of the securities industry...

...National Association of Securities Dealers, Inc., its deep concern over the foregoing situation : That the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., be advised that, in the opinion of the board of directors of the Better Business Bureau, increased...

...National Association of Securities Dealers, Inc., its deep concern over the foregoing situation : That the Securities and Exchange Commission and the National Association of Securities Dealers, Inc., be advised that, in the opinion of the board of directors of the Better Business Bureau, increased...

...outstanding shares and all of the affiliated directors, the contract will be exempt from the review by the Securities and Exchange Commission and the National Association of Securities Dealers concerning management and sales commissions. Our comments on S. 2224 indicated we believe that its...

...customers from the giving of advice to these customers on the wisdom of their investment decisions. The Securities and Exchange Commission and the National Association of Securities Dealers have found good reason not to do so ; we see this in its most rudimentary aspect in the so-called suitability...

...study before the Subcommittee was prepared from public sources from records and documents furnished by the Securities and Exchange Commission and the National Association of Securities Dealers, and from conversations with officials of those organizations and other IXM-SOUS. Tho purpose of the...