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" sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value. (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security... "
Securities Regulations for the District of Columbia - Página 35
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication " means communication of any kind or description,...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication" means communication of any kind or description including...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
..."sale" and "sell" each include any contract of sale or disposition of, contract to sell or dispose of, attempt or offer to dispose of, or solicitation of an offer to buy a security or any interest therein. 13. The term "communication" means communication of any kind or description including...
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Utility Corporations: Letters from the Chairman of the Federal ..., Tema 69

United States. Federal Trade Commission - 1934 - 938 páginas
...unincorporated organization. (3) "Sale" or "Sell" shall Include every disposition or attempt to dispose of the security or interest in a security for value. Any security given or delivered with or on account of any purchase of securities or any other thing shall be conclusively presumed to constitute...
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Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...Section 13) defines the term "sell" to include "every contract of sale or disposition of, attempt r offer to dispose of. or solicitation of an offer to buy. a security or interest in a security, >r value. * * *." The Commission's view has been that it Is essential to a "sale" ii'I'T Section 2...
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Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960 - 996 páginas
...otherwise, unless a registration statement has been filed. Section 2(3) defines "offer to sell" to include "every attempt or offer to dispose of, or solicitation of an offer to buy, a security for value." Section 2(10) defines a "prospectus" to mean "any prospectus, notice, circular, advertisement,...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
..."sale" has the meaning given in Section 2 (3) of the Act: "Any contract of sale or disposition of, attempt or offer to dispose of, or solicitation of an offer to buy." Immediately below Rule 5 in these instructions appears the following note : Note: The Commission deems...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
..."Sale", "sell", "offer to sell", or "offer for sale" includes every contract of sale or disposition of, attempt or offer to dispose of, or solicitation of...security or interest in a security, for value. Any seciirity given or delivered with, or as a bonus on account of, any purchase of securities or any other...
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United States Code, Volumen2

United States - 2000 - 1216 páginas
...interest in a security, for value. The term "offer to sell", "offer for sale", or "offer" shall include every attempt or offer to dispose of, or solicitation...buy, a security or interest in a security, for value. The terms defined in this paragraph and the term "offer to buy" as used In subsection (c) of section...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
..."sell", "offer to sell", or "offer for sale" shall include every contract of sale or disposition of, gislation relating to the Economic Report, not later...of each year (beginning with the year 1947) to ffl except that such terms shall not include preliminary negotiations or agreements between an issuer and...
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