 | United States. Congress - 1932 - 742 páginas
...wav passed upon the merits of, or given approval to, such security." That section also declares it to be unlawful to make or cause to be made to any prospective purchaser of a security any representation contrary to the provisions of that section. COOPERATION WITH NATIONAL... | |
 | United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...any security, or any protective committee, protective committee agreement, or plan of reorganization. It shall be unlawful to make, or cause to be made, to any person, any representation contrary to 'the foregoing provisions of this subsection. filed under subsection... | |
 | United States. Securities and Exchange Commission - 1952 - 920 páginas
...that the Commission has in any way passed upon the merits of, or given approval to. such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section. ''Rule IV (c) of our Rules... | |
 | United States - 1938 - 48 páginas
...that such statement or report is true and accurate on its face or that it is not false or misleading. It shall be unlawful to make, or cause to be made, to any prospective purchaser or seller of a security any representation that any such action or failure to act by any such authority... | |
 | United States - 1953 - 1692 páginas
...has in any :77W Page 1667 §77aa way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made to any prospective purchaser any representation contrary to the foregoing provisions of this section. (May 27, 1933, ch. 38, title... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1954 - 656 páginas
...mean that the Commission has in any way passed upon the merits of or given approval to such security. It shall be unlawful to make or cause to be made to any prospective purchaser any representations contrary to the foregoing provisions of this section. Mr. DAVIS. Is it fair to... | |
 | United States - 1955 - 54 páginas
...that such statement or report is true and accurate on its face or that it is not false or misleading. It shall be unlawful to make, or cause to be made, to any prospective purchaser or seller of a security any representation that any such action or failure to act by any such authority... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section. Penalties SEC. 24. Any person... | |
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It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section. 
