Annual Report, Volúmenes16-17 |
Contenido
PART I | 1 |
All new securities offered for cash sale | 7 |
Deficiencies discovered in examination of registration statements | 15 |
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Términos y frases comunes
accounting additional aggregate amended American amicus curiae amount annual reports application assets banks bonds broker-dealer capital cash sale Commission's common stock Company Act release Corp corporate Court of Appeals debentures debtor defendants dismissed distribution district court effective ended June 30 fiscal year ended Gas & Electric Holding Company Act holding company systems injunction Investment Advisers Investment Company Act investors involved issuers issues July June 21 June 30 ment NASD national securities exchanges natural gas operating pany pending percent petition Philadelphia Co plan of reorganization Power & Light preferred stock principal proceedings proceeds proposed Public Utility Holding purchase pursuant registration statement regulation rule section 11 Securities Act Securities Exchange Act security holders Service shares sold statutes Stock Exchange stockholders subsidiaries TABLE tion Total transactions trustee United unlisted trading privileges Utility Holding Company violations York Curb York Curb Exchange York Stock Exchange