Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642, Bills to Amend the Securities Act of 1933, as Amended, and the Securities Exchange Act of 2934, as Amended, to Extend Disclosure Requirements to the Issuers of Additional Publicly Traded Securites, to Provide for Improved Qualification and Disciplinary Procedures for Registered Brokers and Dealers, and for Other Purposes ...U.S. Government Printing Office, 1964 - 1418 páginas |
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... STAGGERS , West Virginia , Chairman HG 4556 U5A512 1964 v . I CONTENTS Page Hearings. JOHN BELL WILLIAMS , Mississippi KENNETH A. ROBERTS , Alabama HARLEY O. STAGGERS , West Virginia WALTER ROGERS , Texas SAMUEL N. FRIEDEL , Maryland ...
... STAGGERS , West Virginia , Chairman HG 4556 U5A512 1964 v . I CONTENTS Page Hearings. JOHN BELL WILLIAMS , Mississippi KENNETH A. ROBERTS , Alabama HARLEY O. STAGGERS , West Virginia WALTER ROGERS , Texas SAMUEL N. FRIEDEL , Maryland ...
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... Staggers , Hon . Harley O. , provisions of the Bankruptcy Act_ " Stiff Restrictions on Brokers Doubling as Corporate ... Staggers dated December 26 , 1963 ---- Letter to Hon . Oren Harris dated November 16 , 1963 , enclosing the ...
... Staggers , Hon . Harley O. , provisions of the Bankruptcy Act_ " Stiff Restrictions on Brokers Doubling as Corporate ... Staggers dated December 26 , 1963 ---- Letter to Hon . Oren Harris dated November 16 , 1963 , enclosing the ...
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... Staggers dated December 27 , 1963 . Richmond Stock Exchange by John K. B. Rennolds : 645 651 649 Letter to Oren Harris dated November 15 , 1963 . Letter to Senator Robertson dated August 16 , 1963__ . 328 329 Robertson , Senator ...
... Staggers dated December 27 , 1963 . Richmond Stock Exchange by John K. B. Rennolds : 645 651 649 Letter to Oren Harris dated November 15 , 1963 . Letter to Senator Robertson dated August 16 , 1963__ . 328 329 Robertson , Senator ...
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... Staggers presiding . Mr. STAGGERS . The committee will come to order . The House Committee on Interstate and Foreign Commerce over the years has been constantly aware of its responsibilities under the Legislative Reorganization Act of ...
... Staggers presiding . Mr. STAGGERS . The committee will come to order . The House Committee on Interstate and Foreign Commerce over the years has been constantly aware of its responsibilities under the Legislative Reorganization Act of ...
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... STAGGERS . I believe you have Mr. Cohen , Director of the Spo- cial Study , who will make a report . Perhaps now there might be some questions that the committee might like to ask you briefly on this . In connection with this I have one ...
... STAGGERS . I believe you have Mr. Cohen , Director of the Spo- cial Study , who will make a report . Perhaps now there might be some questions that the committee might like to ask you briefly on this . In connection with this I have one ...
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority basis bill Board of Governors broker or dealer broker-dealers brokers and dealers capital CARY Chairman Commission's committee Congress corporation customers directors effective employees Exchange Commission exchange's exemption filed HARRIS holders industry insider trading insurance companies intrastate investor protection issuers issues legislation listed securities listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE officers OREN HARRIS over-the-counter companies over-the-counter market percent period problems procedures proposed protection of investors proxy statement public interest pursuant registered securities association registration statement regulation reporting requirements respect responsibility section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies Senate shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders substantial suspended tion transactions U.S. Senate violations York Stock Exchange