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Resultados 1-5 de 58
Página 20
... variable annuities in H.R. 4200 is to bring under regulation by this bill all variable annuities sellers in the District who have not been approved by the local Superintendent of Insurance and have not complied with section 541 of the ...
... variable annuities in H.R. 4200 is to bring under regulation by this bill all variable annuities sellers in the District who have not been approved by the local Superintendent of Insurance and have not complied with section 541 of the ...
Página 32
... variable annuities in H.R. 4200 is to bring under regulation by this bill all variable annuities sellers in the District who have not been approved by the local Superintendent of Insurance and have not complied with section 541 of the ...
... variable annuities in H.R. 4200 is to bring under regulation by this bill all variable annuities sellers in the District who have not been approved by the local Superintendent of Insurance and have not complied with section 541 of the ...
Página 33
... variable annuities under the securities laws . The Supreme Court has held that variable annuities may be regulated as securities for registration purposes under the Federal Securities Act of 1933 , and that issuers of such annuities may ...
... variable annuities under the securities laws . The Supreme Court has held that variable annuities may be regulated as securities for registration purposes under the Federal Securities Act of 1933 , and that issuers of such annuities may ...
Página 44
... variable annuities ? Mr. CARY . No , sir . We don't waive anything . We simply say that by our standards - if we ... variable annuity problem . But that is a matter of local decision as to who should handle this particular prob- lem . It ...
... variable annuities ? Mr. CARY . No , sir . We don't waive anything . We simply say that by our standards - if we ... variable annuity problem . But that is a matter of local decision as to who should handle this particular prob- lem . It ...
Página 64
... variable annuities are not insurance with- in the exemptions of the Securities Act of 1933 or the Investment Company Act of 1940 or within the meaning of the McCarran - Ferguson Act , stated that : " For in common understanding ...
... variable annuities are not insurance with- in the exemptions of the Securities Act of 1933 or the Investment Company Act of 1940 or within the meaning of the McCarran - Ferguson Act , stated that : " For in common understanding ...
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Términos y frases comunes
ABERNETHY ACHESON amended American Law Institute application arrest bank Bar Association bill bill of lading Board broker-dealer BRYAN buyer Chairman chanceries Chief MURRAY citizens collateral Columbia Code Commission Commissioners committee condominium confession Congress contract coowners court crime criminal D.C. Code dealers debtor defendant delivery District of Columbia document draft Durham rule effect enacted enforcement Federal filing firearms hearing holder HUDDLESTON indorsement instrument insurance companies interrogation investment issued issuer legislation license lien Mallory rule MCMILLAN McNabb ment MULTER officer otherwise owner payable payment permit person pistol police present problem proposed purchaser pursuant reasonable record regulations residence residential SCHWENGEL secured party security interest seller SITNICK SPRINGER statement statute subcommittee Sullivan law surety bond tion TOBRINER transfer U.S. attorney Uniform Act Uniform Commercial Code United unless variable annuities violation Washington weapons WHITENER witness Zoning
Pasajes populares
Página 268 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Página 265 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank. (5) The term "dealer...
Página 76 - ... (i) a statement of the amount of advances made and of liabilities incurred for which the warehouseman claims a lien, if the precise amount of such advances made or of such liabilities incurred is, at the time of the issue of the receipt, unknown to the warehouseman or to his agent who issues it, a statement of the fact that advances have been made or liabilities incurred and the purpose thereof is sufficient. A warehouseman shall be liable to any person injured thereby for all damage caused by...
Página 8 - A person is not responsible for criminal conduct if at the time of such conduct as a result of mental disease or defect...
Página 133 - ... attention if the organization had exercised due diligence. An organization exercises due diligence if it maintains reasonable routines for communicating significant information to the person conducting the transaction and there is reasonable compliance with the routines. Due diligence does not require an individual acting for the organization to communicate information unless such communication is part of his regular duties or unless he has reason to know of the transaction and that the transaction...
Página 55 - ... and (b) in any other case the obligation is suspended pro tanto until the instrument is due or if it is payable on demand until its presentment. If the instrument is dishonored action may be maintained on either the instrument or the obligation; discharge of the underlying obligor on the instrument also discharges him on the obligation.
Página 267 - Any security given or delivered with, or as a bonus on account of, any purchase of securities or any other thing, shall be conclusively presumed to constitute a part of the subject of such purchase and to have been sold for value.
Página 97 - ... to any transaction (regardless of its form) which is intended to create a security interest in personal property or fixtures including goods, documents, instruments, general intangibles, chattel paper, accounts or contract rights; and also b. to any sale of accounts, contract rights or chattel paper.