92-578 O 73 - 33 (2B) LAND TENURE CENTER LIBRARY 2/ Do not include under this caption any securities sold during the fiscal year or any securities determined during the fiscal year by registran or its counsel no longer to be restricted. Any such securities shall be included under the captions 1.27 (b) and/or 1.27 (c). 3/ Insert the following symbol to indicate the class of security: C-common stock; O-option or warrant; P- preferred stock; PT-convertible preferred stock; PW- preferred stock with warrants attached; DT convertible debt security; or DW debt security with warrants attached. 4/ Set forth in column (A), as to each security which has been assigned an identification number by the CUSIP Service Bureau of Standard Statistics Company, Inc., the nine-digit CUSIP number of such security, consisting of the six digit issuer number, the two-digit (or letter) issue number, and the issue (not issuer) check digit; for example, 370442105 (common stock) or 370442AA3 (3.25% Deba due 1/1/79) of General Motors Corporation. 5/ Include this information only for the quantity of securities still owned at the end of the fiscal year. 1/ If more space is required, use an additional sheet with the same column headings and captions. 2/ Any securities in both categories 1.27 (b) and 1.27 (c) shall be included under both such captions. 3/ Insert the following symbol to indicate the class of security: C common stock; O option or warrant; P preferred stock; PT-convertible preferred stock; PW preferred stock with warrants attached; DT converti ble debt security; or DW- debt security with warrants attached. 4/ Set forth in column (A), as to each security which has been assigned an identification number by the CUSIP Service Bureau of Standard Statistics Company, Inc., the nine-digit CUSIP number of such security, consisting of the six digit issuer number, the two-digit (or letter) issue number, and the issue (not issuer) check digit, for example 370442105 (common stock) or 370442AA3 (3.25% Debs due 1/1/79)of General Motors Corporation. 5/ Supply this information by inserting "1" to denote sale through a public offering; "2" to denote a private sale; or "3" to indicate sale on the open market. State by footnote the basis of any exemption from registration under the Securities Act of 1933 claimed for the sale by the registrant. 6/ Include this information only for the quantity of securities sold during the fiscal year, 011 012 013 1/ If more space is required, use an additional sheet with the same column headings and captions. 2/ Any securities in both categories 1.27 (b) and 1.27 (c) shall be included under both such captions. 3/ Insert the following symbol to indicate the class of security: C common stock: O option or warrant; P preferred stock; PT convertible preferred stock; PW preferred stock with warrants 4/ Set forth in column (A), as to each security which has been assigned an identification number by the CUSIP Service Bureau of Standard Statistics Company, Inc., the nine-digit CUSIP number of 5/ Include this information only for the quantity of securities determined during the fiscal year no longer to be restricted. 6/ If the security was sold during the fiscal year, insert the sale price (in lieu of the value at the end of the fiscal year) and the date of sale,e...6-18-70. EDP Open-End, Part I-NIR SEC File No. 811 SEC USE Item 1.28 State whether registrant followed a practice of purchasing portfolio securities shortly (yes or no) 108 Item 1.29(b) State whether registrant distributed long-term capital gains more often than once during 109 1.29(c) .(yes or no) State whether registrant distributed short-term capital gains more often than once during registrant's taxable year.. .... (yes or no) 173 Item 1.30 State whether definitive proxy material was filed with the Commission with respect to (yes or no) Item 1.31 Considerations which affected the participations of brokers or dealers in commissions 1/ With registrant, its investment adviser or principal underwriter, or an affiliated person of any of them. ..H EDP Open-End, Part I-NIR SEC File No. 811 Item Direct or indirect interest which each director, officer, member of any advisory board or committee, and any Name of investment adviser in which interest was held (if more than one use separate sheets) 21 IRS Employer If security holder, indicate If partner, SEC USE |