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" ... (A) the background and identity of all persons by whom or on whose behalf the purchases have been or are to be effected; (B) the source and amount of the funds or other consideration used or to be used in making the purchases... "
Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ... - Página 2257
por United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 páginas
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...purchases, and if any part of the purchase price or proposed purchase price is represented or is to be represented by funds or other consideration borrowed...transaction and the names of the parties thereto. Item 4. Purpose of Transaction State the purpose or purposes of the purchase or proposed purchase of...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1992 - 468 páginas
...the purchase is to be made and any plan or proposal for the disposition of such securities; and (3) The source and amount of funds or other consideration...transaction and the names of the parties thereto. (b) The control person has at any time within the past 6 months sent or given to the equity security...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...retired, held In the treasury of the issuer or otherwise disposed of. Indicating such disposition; and (3) The source and amount of funds or other consideration...price or proposed purchase price Is represented by funda or other consideration borrowed or otherwise obtained for the purpose of acquiring, holding,...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...purchases. and if any part of the purchase price or proposed purchase price is represented or Is to be represented by funds or other consideration borrowed...transaction and the names of the parties thereto. If the securities were acquired otherwise than by purchase, describe the method of acquisition. item...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...be furnished to security holders. Item 3. Source and Amount of Funds or Other Consideration. State the source and amount of funds or other consideration...purchase price or proposed purchase price Is represented or is to be represented by funds or other consideration borrowed or otherwise obtained for the purpose...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1266 páginas
...or other disposition of the case. ITEM 3— SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION State the source and amount of funds or other consideration...purchases, and if any part of the purchase price or, if this form is filed pursuant to §11.5(1) relating to tender offers, the proposed purchase price...
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The Code of Federal Regulations of the United States of America

1981 - 360 páginas
...final order, and (f) Citizenship. ITEM 3— SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION State the source and amount of funds or other consideration...purchases, and if any part of the purchase price or. if this form is filed pursuant to § 11.5(1) relating to tender offers, the proposed purchase price...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1975 - 828 páginas
...purchases, and If any part of the purchase price or proposed purchase price Is represented or is to be represented by funds or other consideration borrowed...holding, or trading the securities, a description of the transnotion and the names of the parties thereto. Instruction: If the source of funds Is a bail made...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 1486 páginas
...) Citizenship. Item 3— Source and Amount of Funds or Other Consideration State the source and the amount of funds or other consideration used or to...the purchases, and if any part of the purchase price is or will be represented by funds or other consideration borrowed or otherwise obtained for the purpose...
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Code of Federal Regulations: Containing a Codification of Documents ..., Tema 17

1993 - 864 páginas
...making the purchases, ar . any part of the purchase price or pro posed purchase price is represented to funds or other consideration borrowed or otherwise...holding, or trading the securities, a description of the transu tion and the names of the parties thereto; and (b) The initial statement shall be :•. companied...
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