 | United States. Securities and Exchange Commission - 1953
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
 | United States. Securities and Exchange Commission - 1957
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | 1967
...to 240.15cl-9. § 240.10b-5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...would operate as a fraud or deceit upon any person, 315 § 240.10B-6 In connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15... | |
 | 1968
...240.15cl-9. § 240.10b— 5 Employment of manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use...or (c) To engage in any act, practice, or course of business which operates or § 240.1 ОЬ-6 would operate as a fraud or deceit upon any person, in connection... | |
 | 1980
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale... | |
 | 1986
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale... | |
 | 1978
...by use of the mails or any means or Instrumentality of interstate commerce, directly or Indirectly: (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale... | |
 | 2000
...statements made, in light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
 | 1986
...statements made in the light of the circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (i) an offer to make or the making of, any transaction for the purchase, sale... | |
 | 1990
...make the statements made, in light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or... 
