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" ... meaningful cautionary statements identifying important factors that could cause actual results to differ materially from those in the forwardlooking statement... "
Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of ... - Página 109
por David P. McCaffrey, David W. Hart - 1998 - 224 páginas
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United States Code

United States - 2000
...forward-looking statement is — (i) identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement; or (ii) Immaterial; or (B) the plaintiff fails to prove that the forward-looking...
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Securities Regulation: Liabilities and Remedies

Marc I. Steinberg - 2020 - 1486 páginas
...the statement. Under this first prong of the safe harbor, boilerplate warnings will not suffice as meaningful cautionary statements identifying important...cause actual results to differ materially from those projected in the statement. The cautionary statements must convey substantive information about factors...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1999 - 725 páginas
...forward-looking statement is — (i) identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forwardlooking statement; or (ii) immaterial; or (B) the plaintiff fails to prove that the forward-looking...
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Shareholder Derivative Litigation: Besieging the Board

Ralph C. Ferrara, Kevin T. Abikoff, Laura Leedy Gansler - 2013 - 600 páginas
...forward-looking statements if either (1) the statement is identified as such and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement or (2) the statement is immaterial. The Reform Act further states that a...
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The Regulation of Corporate Disclosure

James Robert Brown - 1999 - 1156 páginas
...Commission. The safe harbor extends to any forward-looking statement identified as such and "accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in 31 See, eg, Kriendler v. Chemical Waste Management, 877 F. Supp. 1140 (ND 11l. 1995) (projections fell...
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Ferrara on Insider Trading and the Wall

Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy - 2020 - 1014 páginas
...or written) if the statement is: (1) identified as a forward-looking statement and is accompanied by "meaningful cautionary statements" identifying "important...could cause actual results to differ materially from the stated projections or (2) immaterial.13 According to the House-Senate conference report: "[t]he...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1997 - 720 páginas
...forward-looking statement is — (i) identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forwardlooking statement; or (ii) immaterial; or (B) the plaintiff fails to prove that the forward-looking...
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New Dimensions in Investor Relations: Competing for Capital in the 21st Century

Bruce W. Marcus, Sherwood Lee Wallace - 1997 - 432 páginas
...the law, both written and oral statements must be identified as for ward -looking, and accompanied by meaningful cautionary statements identifying important...cause actual results to differ materially from those projected in the statement. The law defines a forward-looking statement as: • A statement containing...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1999 - 725 páginas
...forward-looking statement is — (i) identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forwardlooking statement; or (ii) immaterial; or (B) the plaintiff fails to prove that the forward-looking...
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The Law of Cross-border Securities Transactions

H. van Houtte - 1999 - 318 páginas
...statement can be the basis for civil liability if (1) the forward-looking statement is accompanied by meaningful cautionary statements identifying important...cause actual results to differ materially from those projected, or is immaterial, or (2) the plaintiff fails to prove that the forward-looking statement...
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