Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1963 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 12
... means any per- son located outside of the United States or its territories who carries an account in commodity futures on any contract market for any other person . ( b ) " Reportable position " means any open contract position in any ...
... means any per- son located outside of the United States or its territories who carries an account in commodity futures on any contract market for any other person . ( b ) " Reportable position " means any open contract position in any ...
Página 18
... means of which the reporting trader may identify the account in all reports . ( Sec . 41 , 49 Stat . 1496 , as amended ; 7 U.S.C. 61 ) § 18.03 Time and place of filing reports . If the reporting trader is located in a city in which the ...
... means of which the reporting trader may identify the account in all reports . ( Sec . 41 , 49 Stat . 1496 , as amended ; 7 U.S.C. 61 ) § 18.03 Time and place of filing reports . If the reporting trader is located in a city in which the ...
Página 46
... means personal appearance before or personal communication with the Commission or any member or employee thereof , in con- nection with any interpretation or mat- ter of substance arising under the stat- utes administered by the ...
... means personal appearance before or personal communication with the Commission or any member or employee thereof , in con- nection with any interpretation or mat- ter of substance arising under the stat- utes administered by the ...
Página 53
... means the Securi- ties and Exchange Commission . ( b ) " Committee " means the Presi- dent's Committee on Equal Employ- ment Opportunity . ( c ) " Chairman " means the Chairman of the Securities and Exchange Com- mission . ( d ) ...
... means the Securi- ties and Exchange Commission . ( b ) " Committee " means the Presi- dent's Committee on Equal Employ- ment Opportunity . ( c ) " Chairman " means the Chairman of the Securities and Exchange Com- mission . ( d ) ...
Página 54
... means . $ 200.99 Opportunity for hearing and review . a ( a ) In any case not disposed of by in- formal means , the complainant shall be afforded an opportunity for an oral hearing before the Employment Policy Office or someone ...
... means . $ 200.99 Opportunity for hearing and review . a ( a ) In any case not disposed of by in- formal means , the complainant shall be afforded an opportunity for an oral hearing before the Employment Policy Office or someone ...
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Términos y frases comunes
48 Stat Added affiliates aggregate amount annual report application applying for registration assets balance sheet bank broker or dealer caption certificate CODIFICATION Column Commis Commodity Exchange Act contract market curities deemed director dividends documents effective date employees exemption Federal financial statements fiscal Form furnished futures commission merchant hearing officer included income income statement interest investment adviser Investment Company Act issued issuer Item material ment national securities exchange nonresident notification number of copies offering options otherwise pany paragraph participating partner or managing period person power of attorney principal Prior Amendments profit and loss prospectus proxy statement Public Utility Holding purchase pursuant to section record regis registration statement respect restricted stock Revised Revoked Schedule secu Securities Act Securities Exchange Act security holders service of process sion solicitation specified suant subparagraph subsidiaries term thereof thereto tion trading transactions underwriter
Pasajes populares
Página 64 - Witnesses summoned before the Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Página 57 - The notice shall include: (1) a statement of the time, place, and nature of public rule making proceedings; (2) reference to the legal authority under which the rule is proposed; and (3) either the terms or substance of the proposed rule or a description of the subjects and issues involved.
Página 181 - associate" used to indicate a relationship with any person, means ( 1 ) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar...
Página 118 - ... shall be taken and held in all courts to be as valid and binding as if due service had been made upon said applicant personally within this State.
Página 171 - ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Página 65 - Objections to the competency of a witness or to the competency, relevancy, or materiality of testimony are not waived by failure to make them before or during the taking of the deposition, unless the ground of the objection is one which might have been obviated or removed if presented at that time.
Página 79 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Página 201 - Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the approximate amount of, any material interest, direct or indirect, of any of the following persons in any material transactions...
Página 280 - ... the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940...
Página 340 - Mines, Bureau of Monetary Offices, Treasury Department Narcotics, Bureau of National Aeronautics and Space Administration Federal Procurement Regulations System National Bureau of Standards National Labor Relations Board National Mediation Board National Park Service National Railroad Adjustment Board National...