 | United States. Securities and Exchange Commission - 1970 - 166 páginas
...Describe briefly any transactions since the beginning of the issuer's last fiscal year or any presently proposed transactions, to which the issuer or any of its subsidiaries was or is to be a party, in which any of the following persons had or is to have a direct or indirect material interest, naming... | |
 | 1968 - 782 páginas
...options were granted or exercised. Item 9. Interest 0/ Management and Others in Certain Transactions. Describe briefly, and where practicable state the...any material transactions since the beginning of the registrant's last fiscal year to which the registrant or any of its subsidiaries was a party: (a) Any... | |
 | 1968 - 768 páginas
...options were granted or exercised. Item 9. Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the...any material transactions since the beginning of the registrant's last fiscal year to which the registrant or any of Its subsidiaries was a party: (a) Any... | |
 | 1979 - 1240 páginas
...shares involved, need be stated. (f ) In addition to indebtedness required to be described in Item 7(e), describe briefly, and where practicable, state the...material interest, direct or indirect, of any of the persons described in Item 7(e), in any other material transactions since the beginning of the bank's... | |
 | 1975 - 828 páginas
...be stated. (f) Describe briefly, and where practicable state the approximate amount of, any matenlal interest, direct or Indirect, of any of the following...any material transactions since the beginning of the bank's last fiscal year, or In any material proposed transactons, to which the bank or any of Its subsidiaries... | |
 | 1977 - 970 páginas
...beginning of the bank's last fiscal year, or in any material proposed transactions, to which the bank or any of its subsidiaries was or Is to be a party: (1) Any director or officer of the bank; 12) Any nominee for election as a director; (3) Any security holder named in answer to Item 6(d);... | |
 | 1970 - 670 páginas
...Investment cornpany, or (2) action Is to be taken with respect to an investment advisory contract. (b) Describe briefly, and where practicable state the...any material interest, direct or Indirect, of any officer, director or nominee for election as a director of the Investment company In any material transactions... | |
 | 1977 - 958 páginas
...Describe briefly any transactions since the beginning of the issuer's last fiscal year or any presently proposed transactions, to which the Issuer or any of its subsidiaries was or Is to be a party, in which any of ths following persons had or Is to пате a direct or Indirect material interest,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...aggregate indebtedness did not exceed $10,000 or V/r of the issuer's total assets, whichever is loss, at any time during the period specified. Exclude in...party : (1 ) Any director or officer of the issuer : 12) Any nominee for election as a director; (3) Any security holder named in answer to item 5 (d)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 páginas
...whose aggregate indebtedness did not exceed $10,000 or 1% of the issuer's total assets, whichever ia less, at any time during the period specified. Exclude...issuer ; (2) Any nominee for election as a director; (8) Any security holder named in answer to item 5 (d) ; or (4) Any associate of any of the foregoing... | |
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Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the approximate amount of, any material interest, direct or indirect, of any of the following persons in any material transactions... 
