 | United States. Securities and Exchange Commission - 1946 - 152 páginas
...(d) The term "issuer" means the issuer of the security in respect of which the proxy is solicited ; beneficial interest or as to which such person serves...capacity, and (3) any relative or spouse of such person having the same home as such person ; (/) The• term "affiliate," used to indicate a relationship... | |
 | United States. Securities and Exchange Commission - 1970 - 166 páginas
...subsidiary of the issuer) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class...(2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such person serves as trustee or in a similar... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...which such person is an officer or partner r is, directly or indirectly, the beneficial owner of 0 percent or more of any class of equity securities, 2) any trust or other estate in which such person ias a substantial beneficial interest or as to which uch person serves as trustee or in a similar fiduciry... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...of which such person is an officer or partner or directly or indirectly the beneficial owner of 10% or more of any class of equity securities, (2) any...beneficial interest or as to which such person serves as trastee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...(other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any class...capacity, and (3) any relative or spouse of such person having the same home as such person ;" Situation under present rules. The present rules require a description... | |
 | 1994 - 850 páginas
...of the registrant < of which such person is an officer or partner or is. directly or Indirectly, the beneficial owner of 10 percent or more of any class...person, or any relative of such spouse, who has the same tome as such person or who is a director or officer of the registrant or any of its parents or subsidiaries.... | |
 | 2000 - 986 páginas
...of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class...which such person serves as trustee or in a similar fidiciary capacity; and (3) Any relative or spouse of such person, or any relative of such spouse,... | |
 | 1968 - 1038 páginas
...Indirectly, either alone or together with one or more members of his immediate family, the beneflclal owner of 10 percent or more of any class of equity...beneficial Interest or as to which such person serves as a trustee or In a similar fiduciary capacity, and (3) any relative or spouse of such person, or any... | |
 | 1993 - 680 páginas
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any class...substantial beneficial interest or as to which such 12 CFR Ch. Ill (1-1-93 Edition) person serves as a trustee or in a similar fiduciary capacity, and... | |
 | 1998 - 900 páginas
...of the registrant) of which such person Is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class...substantial beneficial interest or as to which such §240.12b-2 person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse... | |
| |
associate" used to indicate a relationship with any person, means ( 1 ) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
