market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise) as being willing to buy and sell for his own... Summaries, conclusions - Página 127por United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963Vista completa - Acerca de este libro
| 1981 - 668 páginas
...public interest, (f ) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)... | |
| 1967 - 1182 páginas
...public interest. (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1971 - 1866 páginas
...account which is outstanding 60 or more calendar days. (3) The term "market maker" shall mean a dealer, who, with respect to a particular security holds himself out (by entering indications of interest in purchasing and selling in an inter-dealer quotations system or otherwise)... | |
| 1970 - 662 páginas
...public interest. (f ) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)... | |
| 1968 - 776 páginas
...public interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)... | |
| 1972
...public Interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering Indications of Interest In purchasing and selling in an Interdealer quotations system or otherwise)... | |
| 1971 - 668 páginas
...public interest. (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)... | |
| 1972 - 692 páginas
...public Interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering Indications of Interest In purchasing and selling in an Interdealer quotations system or otherwise)... | |
| |