 Commission shall by order suspend such registration if, after appropriate notice and opportunity for hearing, such suspension shall appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors.  Summaries, conclusions - Página 76por United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...of or suspend such registration if, after appropriate notice and opportunity for hearing, such order shall appear to the Commission to be necessary or appropriate in the public interest and for the protection of investors. Any registered broker or dealer may, upon such terms and conditions... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...period not to exceed fifteen days, but if, after appropriate notice and opportunity for hearing, it shall appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors to postpone the effective date of such registration until final... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...described in subsection (a) or (b) of this section, or upon any plan of readjustment, where it appears to the Commission to be necessary or appropriate in the public interest or for the protection of investors so to do. (d) Any reports which the Commission is required or authorized... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...suspend such registration If, after appropriate notice and opportunity for hearing, such suspension shall appear to the Commission to be necessary or appropriate in the public Interest or for the protection of Inves'tori." With respect to revocation, Section I ruin as applicable to this... | |
 | United States - 1938 - 48 páginas
...suspend such registration if, after appropriate notice and opportunity for hearing, such suspension shall appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors. Any registered broker or dealer may, upon such terms and conditions... | |
 | United States. Securities and Exchange Commission - 1953 - 1172 páginas
...period not to exceed fifteen days, but if, after appropriate notice and opportunity for hearing, it shall appear to the Commission to be necessary or appropriate In the public Interest or for the protection of Investors to postpone the effective date of such registration until final... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 páginas
...terms and conditions, as may be provided by the rules of said applicant association, if such rules appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors and to carry ,out the purposes of this section. The duties and powers... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 páginas
...terms and conditions, as may be provided by the rules of said applicant association, if such rules appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors and to carry out the purposes of this section. The duties and powers... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 páginas
...terms and conditions, as may be provided by the rules of said applicant association, if such rules appear to the Commission to be necessary or appropriate in the public interest -or for the protection of investors and to carry out the purposes of this section. The duties and powers... | |
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