 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course of...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,... | |
 | United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | 1986 - 1004 páginas
...the statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase,... | |
 | 1999 - 616 páginas
...the statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase,... | |
 | 2000 - 986 páginas
...statements made, in light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
 | 1986 - 978 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business...wouJd operate as a fraud or deceit upon any person, in, or in connection with (i) an offer to make or the making of, any transaction for the purchase,... | |
 | 1990 - 814 páginas
...make the statements made, in light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
 | 1996 - 888 páginas
...make the statements made, In light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or... 
