Limited Partnerships: Hearing Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, First Session, on H.R. 617, a Bill to Amend the Securities Exchange Act of 1934 to Protect Investors in Limited Partnerships in Rollup Transactions, and for Other Purposes, February 3, 1993

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U.S. Government Printing Office, 1993 - 164 páginas
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Página 45 - Canadian province ; (8) any security listed or approved for listing upon notice of issuance on the New York Stock Exchange, the American Stock Exchange, or the Midwest Stock Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so...
Página 132 - Commissioner, or the officer designated by him, there to produce documentary evidence, if so ordered, or to give evidence touching the matter under investigation or in question. Failure to obey the order of the court may be punished by the court as a contempt.
Página 18 - Chair recognizes the gentleman from Texas, Mr. Fields. Mr. FIELDS. Thank you, Mr. Chairman. I will try to be very brief so we can move forward and hear the report.
Página 84 - ... provided an option to receive or retain a security under substantially the same terms and conditions as the original issue. (5) EXCLUSIONS FROM DEFINITION. — Notwithstanding paragraph (4), the term "limited partnership rollup transaction...
Página 136 - No reimbursement is required by this act pursuant to Section 6 of Article XIII B of the California Constitution because the only costs which may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, changes the definition of a crime or infraction, changes the penalty for a crime or infraction, or eliminates a crime or infraction.
Página 114 - State whether or not the issuer or affiliate has received any report, opinion (other than an opinion of counsel) or appraisal from an outside party which is materially related to the Rule 13e3 transaction including, but not limited to, any such report, opinion or appraisal relating to the consideration or the fairness of the consideration to be offered to security holders of the class of securities which is the subject of the Rule 13e-3 transaction...
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