Limited Partnerships: Hearing Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, First Session, on H.R. 617, a Bill to Amend the Securities Exchange Act of 1934 to Protect Investors in Limited Partnerships in Rollup Transactions, and for Other Purposes, February 3, 1993U.S. Government Printing Office, 1993 - 164 páginas Distributed to some depository libraries in microfiche. |
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Página 2
... AMENDMENT . - Section 14 of the Securities and 5 Exchange Act of 1934 ( 15 U.S.C. 78n ) is amended by 6 adding at the end the following new subsection : 7 " ( h ) PROXY SOLICITATIONS AND TENDER OFFERS 8 IN CONNECTION WITH LIMITED ...
... AMENDMENT . - Section 14 of the Securities and 5 Exchange Act of 1934 ( 15 U.S.C. 78n ) is amended by 6 adding at the end the following new subsection : 7 " ( h ) PROXY SOLICITATIONS AND TENDER OFFERS 8 IN CONNECTION WITH LIMITED ...
Página 12
... amended by adding at the end 6 the following new paragraph : 7 8 9 10 11 12 13 14 15 16 17 18 19 080 20 21 222 23 24 25 " ( 12 ) The rules of the association to promote just and equitable principles of trade , as required by paragraph ...
... amended by adding at the end 6 the following new paragraph : 7 8 9 10 11 12 13 14 15 16 17 18 19 080 20 21 222 23 24 25 " ( 12 ) The rules of the association to promote just and equitable principles of trade , as required by paragraph ...
Página 13
... STANDARDS OF NATIONAL SECURITIES 23 EXCHANGES . - Section 6 ( b ) of the Securities Exchange 24 Act of 1934 ( 15 U.S.C. 78f ( b ) ) is amended by adding at 25 the end the following : • HR 617 IH 1 12 2 3 4 5 6 7 8 9 23.
... STANDARDS OF NATIONAL SECURITIES 23 EXCHANGES . - Section 6 ( b ) of the Securities Exchange 24 Act of 1934 ( 15 U.S.C. 78f ( b ) ) is amended by adding at 25 the end the following : • HR 617 IH 1 12 2 3 4 5 6 7 8 9 23.
Página 21
... of 1933 and the Securities Exchange 21 Act of 1934 to implement the requirements of section 22 14 ( h ) of the Securities Exchange Act of 1934 , as amended 23 by subsection ( a ) . HR 617 IH 12 1 SEC . 3. RULES OF FAIR PRACTICE IN 21.
... of 1933 and the Securities Exchange 21 Act of 1934 to implement the requirements of section 22 14 ( h ) of the Securities Exchange Act of 1934 , as amended 23 by subsection ( a ) . HR 617 IH 12 1 SEC . 3. RULES OF FAIR PRACTICE IN 21.
Página 22
... amended by adding at the end 6 the following new paragraph : 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 2223 22 23 24 25 " ( 12 ) The rules of the association to promote just and equitable principles of trade , as required by paragraph ...
... amended by adding at the end 6 the following new paragraph : 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 2223 22 23 24 25 " ( 12 ) The rules of the association to promote just and equitable principles of trade , as required by paragraph ...
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Términos y frases comunes
abuses action amended appraisal and compensation appraisal rights approved Association of Securities broker-dealers Cal SB California cash Chairman Code commissioner comparable rights Congress corporation COTTONE DEMOTT differential compensation disclosure dissenting limited partners Equitec equity interest Exchange Commission exemption federal fiduciary FOERSTER Guthary Hallwood independent committee independent fairness opinion infeasible interdealer quotation system investment investors involved issuer legislation limited partnership rollup MARKEY merger MIKE SYNAR NASAA NASD rules NASD's NASDAQ national securities exchange offer paragraph participate partner or sponsor partnership agreement partnership rollup transaction partnership's assets percent person problems proposed rollup proposed rules protect proxy solicitation real estate receive registered regulation regulatory reorganization retain a security Richard Breeden rollup sponsors Securities and Exchange Securities Dealers Securities Exchange Act shareholders shares standards statement statute subcommittee subdivision supermajority supra note tender offer testimony third party unfair unsecured debt voting rights WERTZ
Pasajes populares
Página 68 - Governors drawn from its membership, leaders of industry and academia, executives of NASDAQ companies, and the public. The Board, through a series of standing and select committees, monitors trends in the industry and promulgates rules, guidelines, and policies that it deems...
Página 131 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 45 - Canadian province ; (8) any security listed or approved for listing upon notice of issuance on the New York Stock Exchange, the American Stock Exchange, or the Midwest Stock Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so...
Página 132 - Commissioner, or the officer designated by him, there to produce documentary evidence, if so ordered, or to give evidence touching the matter under investigation or in question. Failure to obey the order of the court may be punished by the court as a contempt.
Página 18 - Chair recognizes the gentleman from Texas, Mr. Fields. Mr. FIELDS. Thank you, Mr. Chairman. I will try to be very brief so we can move forward and hear the report.
Página 84 - ... provided an option to receive or retain a security under substantially the same terms and conditions as the original issue. (5) EXCLUSIONS FROM DEFINITION. — Notwithstanding paragraph (4), the term "limited partnership rollup transaction...
Página 136 - No reimbursement is required by this act pursuant to Section 6 of Article XIII B of the California Constitution because the only costs which may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, changes the definition of a crime or infraction, changes the penalty for a crime or infraction, or eliminates a crime or infraction.
Página 114 - State whether or not the issuer or affiliate has received any report, opinion (other than an opinion of counsel) or appraisal from an outside party which is materially related to the Rule 13e3 transaction including, but not limited to, any such report, opinion or appraisal relating to the consideration or the fairness of the consideration to be offered to security holders of the class of securities which is the subject of the Rule 13e-3 transaction...
Página 132 - No person is excused from attending and testifying or from producing any document or record before the commissioner, or in obedience to the subpoena of the commissioner or any officer designated by him, or in any proceeding instituted by the commissioner, on the ground that the testimony or evidence (documentary or otherwise) required of him may tend to incriminate him or subject him to a penalty or forfeiture; but no individual may be prosecuted or subjected to any penalty or forfeiture for or on...