Limited Partnerships: Hearing Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, First Session, on H.R. 617, a Bill to Amend the Securities Exchange Act of 1934 to Protect Investors in Limited Partnerships in Rollup Transactions, and for Other Purposes, February 3, 1993U.S. Government Printing Office, 1993 - 164 páginas Distributed to some depository libraries in microfiche. |
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Página 13
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership rollup transaction who casts a vote against the transaction and complies with proce- dures established by the association , except ...
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership rollup transaction who casts a vote against the transaction and complies with proce- dures established by the association , except ...
Página 15
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership transaction who casts a vote against the transaction and complies with procedures estab- lished by the exchange , except that for ...
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership transaction who casts a vote against the transaction and complies with procedures estab- lished by the exchange , except that for ...
Página 16
... undertaken an independent anal- ysis of the fairness of the proposed rollup transaction to holders based upon the information obtained through such access and upon other independently obtained information . HR 617 IH 1 2 3 4 5 6 7 8 9 10 ...
... undertaken an independent anal- ysis of the fairness of the proposed rollup transaction to holders based upon the information obtained through such access and upon other independently obtained information . HR 617 IH 1 2 3 4 5 6 7 8 9 10 ...
Página 20
... are required to be or are registered under the Securities Act of 1933 ; " ( iv ) there are significant adverse changes to security holders in voting rights , the term of existence of the entity , HR 617 IH 123 4 5 67 8 9 10 11 12 13 20.
... are required to be or are registered under the Securities Act of 1933 ; " ( iv ) there are significant adverse changes to security holders in voting rights , the term of existence of the entity , HR 617 IH 123 4 5 67 8 9 10 11 12 13 20.
Página 23
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership rollup transaction who casts a vote against the transaction and complies with proce- dures established by the association , except ...
... holder of a beneficial interest in a limited partnership that is the subject of a lim- ited partnership rollup transaction who casts a vote against the transaction and complies with proce- dures established by the association , except ...
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Términos y frases comunes
1ST TRADING DAY abuses amended appraisal and compensation appraisal rights appraised assets minus approved Association of Limited broker-dealers California Chairman CLOSE CURRENT VALUE Code commissioner comparable rights Congress corporation COTTONE DAY CLOSE CURRENT DEMOTT disclosure dissenting limited partners Equitec equity interest equity value appraised Exchange Commission exemption federal fees fiduciary FOERSTER Guthary Hallwood independent committee independent fairness opinion infeasible interdealer quotation system investment Investor equity value issuer legislation limited partnership rollup MARKEY merger MIKE SYNAR NASAA NASD rules NASD's NASDAQ national securities exchange offer participate partner or sponsor partnership agreement partnership rollup transaction partnership's assets percent proposed rollup protect proxy statements real estate receive registered regulation reorganization require Richard Breeden rollup sponsors Section Securities and Exchange Securities Exchange Act shareholders statute subcommittee subdivision supermajority supra note testimony third party transaction costs unfair value appraised assets VALUE AT EXCHANGE voting rights WERTZ
Pasajes populares
Página 68 - Governors drawn from its membership, leaders of industry and academia, executives of NASDAQ companies, and the public. The Board, through a series of standing and select committees, monitors trends in the industry and promulgates rules, guidelines, and policies that it deems...
Página 131 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 45 - Canadian province ; (8) any security listed or approved for listing upon notice of issuance on the New York Stock Exchange, the American Stock Exchange, or the Midwest Stock Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so...
Página 132 - Commissioner, or the officer designated by him, there to produce documentary evidence, if so ordered, or to give evidence touching the matter under investigation or in question. Failure to obey the order of the court may be punished by the court as a contempt.
Página 18 - Chair recognizes the gentleman from Texas, Mr. Fields. Mr. FIELDS. Thank you, Mr. Chairman. I will try to be very brief so we can move forward and hear the report.
Página 84 - ... provided an option to receive or retain a security under substantially the same terms and conditions as the original issue. (5) EXCLUSIONS FROM DEFINITION. — Notwithstanding paragraph (4), the term "limited partnership rollup transaction...
Página 136 - No reimbursement is required by this act pursuant to Section 6 of Article XIII B of the California Constitution because the only costs which may be incurred by a local agency or school district will be incurred because this act creates a new crime or infraction, changes the definition of a crime or infraction, changes the penalty for a crime or infraction, or eliminates a crime or infraction.
Página 114 - State whether or not the issuer or affiliate has received any report, opinion (other than an opinion of counsel) or appraisal from an outside party which is materially related to the Rule 13e3 transaction including, but not limited to, any such report, opinion or appraisal relating to the consideration or the fairness of the consideration to be offered to security holders of the class of securities which is the subject of the Rule 13e-3 transaction...
Página 132 - No person is excused from attending and testifying or from producing any document or record before the commissioner, or in obedience to the subpoena of the commissioner or any officer designated by him, or in any proceeding instituted by the commissioner, on the ground that the testimony or evidence (documentary or otherwise) required of him may tend to incriminate him or subject him to a penalty or forfeiture; but no individual may be prosecuted or subjected to any penalty or forfeiture for or on...