Decisions and Reports, Volumen18U.S. Government Printing Office, 1950 |
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
accrued adjustments amended amortization applicable appropriate approval assets balance sheet basis capital stock capital surplus carrying value cash charges Commission common stock competitive bidding consolidated Corporation December 31 Delaware depreciation reserve distribution earned surplus estimated excess profits taxes Exchange Act exemption filed forma funds Georgia Holding Company Act income statement indenture indicated issue and sale liabilities Light Company Long Island long-term debt Minnesota mortgage bonds NEPSCO net income November 30 operating revenues original cost outstanding pany par value payment percent Power Company preferred stock preferred stockholders principal amount pro forma proceedings profits proposed transactions provisions of Section public interest Public Service Public Utility Holding purchase pursuant to Section Rawls record refunding registered holding company reorganization respect Rollins Rule Section 11 Securities Exchange September 30 Standard Gas Standard Power subsidiary companies taxes tion Total trustee Utility Holding Company utility plant York Power
Pasajes populares
Página 370 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (¡i) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 793 - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such action as the Commission shall find necessary to limit the operations of the holding-company system of which such company is a part to a single integrated public-utility system...
Página 455 - Any registered broker or dealer may. upon such terms and conditions as the commission may deem necessary In the public interest or for the protection of investors, withdraw from registration by filing a written notice of withdrawal with the commission.
Página 795 - If, after notice and opportunity for hearing, the Commission shall find such plan, as submitted or as modified, necessary to effectuate the provisions of subsection (b) and fair and equitable to the persons affected by such plan...
Página 537 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Página 450 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Página 474 - ... the issue and sale of such security are solely for the purpose of financing the business of such subsidiary company and have been expressly authorized by the State commission of the State in which such subsidiary company is organized and doing business...
Página 537 - manipulative, deceptive, or other fraudulent device or contrivance", as used in section 15 (c) (1) of the act, Is hereby defined to Include any untrue statement of a material fact and any omission to state a material fact...
Página 323 - It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of...
Página 588 - Each of such additional systems cannot be operated as an independent system without the loss of substantial economies which can be secured by the retention of control by such holding company of such system; B.