Pass the 65: A Training Guide for the Nasaa Series 65 ExamFirst Books, 2006 - 460 páginas Do the terms hypothecation, diluted earnings, and inverted yield curve give you a headache? Do you need to take the Series 65 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 63, 65/66, 6, and 7 exams, has written this book for those who are about to brave the Series 65 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 65 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. In addition to practice questions liberally sprinkled throughout its lessons, Pass the 65 includes three complete 135-question practice finals as well as study sheets summarizing each lesson and a handy glossary. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, more practice finals, and other helpful information. Once you've finished this book, you will be able to take the test with confidence! |
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Contenido
WHAT THE HECK IS AN INVESTMENT ADVISER | 11 |
WHAT DOES AN ADVISER DO FOR A LIVING | 57 |
OPTIONS MADE EASY | 294 |
TRADING SECURITIES | 305 |
PRACTICE FINALS | 317 |
ANSWERS | 338 |
ACRONYMS | 439 |
Términos y frases comunes
Administrator advice advisory agent ANSWER assets bank broker broker-dealer buyer capital gains client closed-end funds commissions common stock compensation contract cost basis coupon custody dealer death benefit disclose disclosure dividends dollar earnings exam exempt securities federal covered fees fiduciary filing firm folks fraudulent individual inflation interest rates investment adviser investment adviser representative investment company investor issued issuer market maker maturity means Modern Portfolio Theory money market munibonds municipal bonds mutual fund NASDAQ non-exempt offer option ordinary income paid payments PE ratio portfolio preferred stock premium prohibited prospectus purchase qualified rate of return ratio receive recommendations registered reinvest remember sales charge sell service of process shareholders shares short-term statement stuff T-bills taxable thing trading transaction Treasury Treasury securities Uniform Securities Act variable annuity worth yield