Pass the 6: A Training Guide for the NASD Series 6 ExamDo the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 6, 63, 65/66, and 7 exams, has written this book for those who are about to brave the Series 6 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 6 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. Pass the 6 includes two complete 100-question practice finals, a handy glossary, a final checklist/studysheet, and even a bonus section on trusts, estates, and gifts, along with its own set of questions. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, and other helpful information. Once you've finished this book, you will be able to take the test with confidence! |
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Contenido
Securities Markets Investment Securities and Economic Factors | 1 |
Securities Tax Regulations | 40 |
Marketing Prospecting and Sales Presentations | 87 |
Evaluation of Customers | 102 |
Product Information Investment Company Securities | 131 |
Opening Servicing Customer Accounts | 186 |
Glossary | 291 |
Final Checklist StudySheet | 317 |
337 | |
Términos y frases comunes
actually adviser amount annuity ANSWER assets associated bank basis benefit bond broker-dealer called capital gains cash client common contract contributions corporate cost cover death distributions dividends dollar earnings equity exam exchange expenses federal firm give growth guaranteed higher holding income individual interest investment investment company investor issued issuer keep least listed long-term look means money market months municipal mutual fund NASD NASDAQ offer paid pass payments period person portfolio preferred principal prospectus purchase question receive registered Remember representative retirement risk rule sales charge securities sell Series shares short-term statements taxable things trade trust worth yield