... is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering... Annual Report of the SEC. - Página 12por United States. Securities and Exchange Commission - 1956Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...such securities is not necessary in the public interest and for the protection of investors because of the small amount involved or the limited character of the public offering. Only offerings not exceeding $300,000 may thus be exempted. Acting under this authority, the Commission... | |
| United States. Securities and Exchange Commission - 1958 - 1232 páginas
...securities to the securities exempted" under Section 3 (a) of the Act, if it finds that enforcement of the Act with respect to such securities is "not...or the limited character of the public offering." Section 3 (b) does not in our opinion give this Commission authority to grant a special exemption to... | |
| United States - 1953 - 1692 páginas
...securities exempted as provided in this section, if it finds that the enforcement of this subchapter , but no issue of securities shall be exempted under this subsection where the aggregate amount at which... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 páginas
...regulations to exempt from registration issues of $100,000 or less, if the Commission finds that registration with respect to such securities is not necessary in...involved or the limited character of the public offering. Turning to the proposals for amendment of the act, it has been proposed both by the representatives... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 páginas
...the securities exempted as provided in this section, if it finds that the enforcement of this title with respect to such securities is not necessary in...involved or the limited character of the public offering; but no issue of securities shall be exempted under this subsection where the aggregate amount at which... | |
| 1980 - 680 páginas
.....nd in section 3(b) allowed the Commission to exempt other securities if it finds that registration is not necessary in the public interest and for the...involved or the limited character of the public offering. Rule 242 is promulgated under section 3(b) and is designed to help certain corporate issuers raise... | |
| 1975 - 720 páginas
...such subdivision or lots is not necessary in the public Interest and for the protection of purchasers by reason of the small amount involved or the limited character of the public offering, if he determines that: (1) The request for the exemption order is limited to a single transaction;... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 páginas
...the securities exempted as provided in this section, if it finds that the enforcement of this title with respect to such securities is not necessary in...involved or the limited character of the public offering ; but no issue of securities shall be exempted under this subsection where the aggregate amount at... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 806 páginas
...to the securities exempted as provided in this section, if it finds that enforcement of this title with respect to such securities is not necessary in...involved or the limited character of the public offering; but no issue of securities shall be exempted under this subsection where the aggregate amount at which... | |
| |