...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary...

...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer...

...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary...

...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary...

...In the meaning of such term for purposes of this section. [SO FR 27946. July 9. 1965] б 240.3al 1-1 Definition of the term "equity security". The term...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...

...security, certificate of interest or participation in any profit sharing agreement, ^reorganization certificate or subscription, transferable share, voting...such a security; or any such warrant or right [30 FR 6114, Apr. 30, 1965] MANlPULATIVE AND DECEPTIVE DEVICES AND CONTRlVANCES § 240. lOb- 6 Prohibitions...

...security, certificate of interest or participation in any profit sharing agreement, preorganization certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...

...security, certificate of Interest or participation In any profit sharing- agreement, preorganizad on es no extra or special benefit not s W 4 or any put, call, straddle, or other option or privilege of buying such a security from or selling...

...preorganization certificate or subscription, transferable share, voting trust certificate or certifícate of deposit for an equity security, limited partnership...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...

...certificate or certificate of deposit for an equity security, limited partnership interest, interest :na joint venture, or certificate of interest in a business...such a security; or any such warrant or right. [30 FB 6114, Apr. 30, 1966] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities, the income...