 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...any national securities exchange — ( 1 ) to employ any device, scheme, or artifice to defraud ; (2) to make any untrue statement of a material fact or...circumstance! under which they were made, not misleading ; or (3) to engage tn any act, practice, or course of business wblch operates or would operate as a fraud... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
 | Wisconsin - 1941 - 686 páginas
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned... | |
 | 1967 - 740 páginas
...contrivance", as used In section 15(c) (1) of the act, see §§ 240.15C1-2 to 240.15cl-9. § 240.10b-5 Employment of manipulative and deceptive devices....or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, 315 § 240.10B-6 In... | |
 | 1970 - 670 páginas
...position in such securities. (Sec. 10, 48 Stat. 891; 15 USC 78j) [33 FR 8269, June 4, 19681 § 240.lOb—5 Employment of manipulative and deceptive devices....or (C) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, In connection with the... | |
 | 1999 - 944 páginas
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the... | |
 | 1988 - 800 páginas
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...or (c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the... | |
 | 1968 - 782 páginas
...Indirectly, by the use of any means or Instrumentality of Interestate commerce, or of the malls or of any facility of any national securities exchange,...or (C) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, In connection with the... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or... 
