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" To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
District of Columbia Securities Act: Hearings...88-2...March 5, 19, and ... - Página 16
por United States. Congress. Senate. District of Columbia - 1964 - 131 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...Only Rules 10b-5 (a) and (c) are at issue here. Rule : Ob-5 (b) provides that it shall be unlawful "[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary In order to make the statements made, In the light of the circumstances under which they were made, not...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary In order to make the statements made. In the light of the circumstances under which they were made, not...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material The order for hearing raises two principal questions : (a) Whether in the period from October 14, 1943,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1804 páginas
...unlawful for any person, by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device,...fact or to omit to state a material fact necessary in order to make the statements made in the light of the circumstances under which they were made, not...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...unlawful for any person, by use of the mails or any means or Instrumentality of interstate commerce, directly or Indirectly: (a) To employ any device,...fact or to omit to state a material fact necessary in order to make the statements made in the light of the circumstances under which they were made, not...
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The Code of Federal Regulations of the United States of America

2000 - 622 páginas
...unlawful for any person, by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device,...fact or to omit to state a material fact necessary in order to make the statements made in the light of the circumstances under which they were made, not...
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