 | United States - 1938 - 48 páginas
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - 1953 - 1692 páginas
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...forth, the items or details to be shown in balanc other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | United States - 1944 - 296 páginas
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,... | |
 | 1979 - 1804 páginas
...omitting the name or title of any official of the Commission. [37 PR 1472, Jan. 29, 1972] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16...bound to do so. (Sec. 3. 48 Stat. 882. 15 USC 78) [38 PR 11449. May 8, 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages and... | |
 | 1978 - 1252 páginas
...omitting the name or title of any official of the Commission. [37 PR 1472, Jan. 29, 1972] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16...bound to do so. (Sec. 3, 48 Stat. 882, 15 USC 78) [38 PR 11449, May 8. 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages and... | |
 | 1990 - 1038 páginas
...not be included in the meaning of such term for purposes of this section. [50 PR 27946, July 9, 1985] §240.3all-l Definition of the term "equity security"....bound to do so. (Sec. 3, 48 Stat. 882, 15 USC 78) [38 PR 11449, May 8, 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages and... | |
 | 1988 - 806 páginas
...not be included in the meaning of such term for purposes of this section. [50 PR 27946, July 9, 1985] §240.3all-l Definition of the term "equity security"....without being bound to do so. (Sec. 3. 48 Stat. 882, 15 Ü.SC 78) [38 FR 11449, May 8. 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgagee... | |
 | 1990 - 814 páginas
...not be included in the meaning of such term for purposes of this section. [50 PR 27946. July 9, 1985] §240.3all-l Definition of the term "equity security"....another without being bound to do so. (Sec. 3. 48 Stsil. 882. IS USC 78) [38 FR 11449. May 8. 1973] MISCELLANEOUS EXEMPTIONS § 240.3al2-l Exemption... | |
 | 1985 - 688 páginas
...FR 5222, Feb. 4, 1982] DEFINITION OF "EQUITY SECURITY" AS USED IN SECTIONS 12(g) AND 16 §240.3a11-l Definition of the term "equity security". The term...without being bound to do so. (Sec. 3, 48 Stat. 882, I5 USC 78) [38 FR 11449, May 8, 1973] MISCELLANEOUS EXEMPTIONS §240.3al2-l Exemption of certain mortgages... | |
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equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... 
