INVESTOR PROTECTION HEARINGS BEFORE A SUBCOMMITTEE OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE EIGHTY-EIGHTH CONGRESS FIRST SESSION ON H.R. 6789, H.R. 6793, S. 1642 BILLS TO AMEND THE SECURITIES ACT OF 1933, AS AMENDED, COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE OREN HARRIS, Arkansas, Chairman JOHN BELL WILLIAMS, Mississippi SAMUEL N. FRIEDEL, Maryland TORBERT H. MACDONALD, Massachusetts GEORGE M. RHODES, Pennsylvania JOHN JARMAN, Oklahoma LEO W. O'BRIEN, New York JOHN E. MOSS, California JOHN D. DINGELL, Michigan PAUL G. ROGERS, Florida ROBERT W. HEMPHILL, South Carolina HORACE R. KORNEGAY, North Carolina LIONEL VAN DEERLIN, California ANDREW STEVENSON KURT BORCHARDT JOHN B. BENNETT, Michigan J. ARTHUR YOUNGER, California HASTINGS KEITH, Massachusetts W. E. WILLIAMSON, Clerk Professional Staff GEORGE W. PERRY JAMES M. MENGER, JR. SUBCOMMITTEE ON COMMERCE AND FINANCE HARLEY O. STAGGERS, West Virginia, Chairman JOHN D. DINGELL, Michigan LIONEL VAN DEERLIN, California II MILTON W. GLENN, New Jersey HASTINGS KEITH, Massachusetts WILLARD S. CURTIN, Pennsylvania Connell, Karl, staff, American Stock Exchange- Conwill, Allan F., Director, Division of Corporate Regulation, Securities and Exchange Commission..-- Day, James E., president, Midwest Stock Exchange. Etherington, Edwin D., president, American Stock Exchange. Fleischer, Arthur, Jr., Executive Assistant to the Chairman, Securities Fulton, Wallace H., executive director, National Association of Funston, G. Keith, president, New York Stock Exchange.. Goodwin, A. Jackson, Jr., member, board of governors, and chairman, legislative committee, National Association of Securities Dealers, Gray, Edward C., executive vice president, New York Stock Exchange. Haack, Robert W., chairman, national business conduct committee and chairman-elect of board of governors for 1964, National Asso- |