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" To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 81
1979
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security." • Bule X-17A-5 provides In part : "Every member...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. S3 3 s =K fc UJ SECURITIES AND EXCHANGE COMMISSION...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...Exchangee § 30.03 Fraud in connection with certain transactions in silver or gold bullion or bulk coins. It shall be unlawful for any person, by use of the...of silver bullion, gold bullion, bulk silver coins or bulk gold coins pursuant to a standardized contract commonly known to the trade as a margin account,...
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The Code of Federal Regulations of the United States of America

2000 - 622 páginas
...LEVERAGE COMMODITIES AUTHORITY: 7 USC 12a and 23, unless otherwise noted. К 31.1-31.2 [Reserved] 531.3 Fraud in connection with certain transactions in silver...deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR 8183....
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...instrumentality of interestate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, 315 § 240.10B-6 In connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15...
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