 | United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...GB3. Employment of manipulative and deceptive devices.- — It shall be unlawful for any b-oker or dealer, directly or indirectly, by the use of any...instrumentality of interstate commerce, or of the mails, or of any facilitity of any national securities exchange, to use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1950 - 856 páginas
...or for the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any...or employ, In connection with the purchase or sale of any security otherwise than on a national securities exchange, any act, practice, or course of business... | |
 | United States. Securities and Exchange Commission - 1970 - 166 páginas
...848821.) Rale 10b-5. Employment of Manipulative and Deceptive Devices It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States - 1938 - 48 páginas
...REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...for the protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...(b) of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, • • » • • "(b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use of any means or...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States. Securities and Exchange Commission - 1942 - 152 páginas
...security registered on a national securities exchange, and the use of any means or instrumentality of interstate commerce or of the mails or of any facility...any national securities exchange to use or employ any such device or contrivance in connection with the purchase or sale of any such security is hereby... | |
 | United States. Securities and Exchange Commission - 1957 - 756 páginas
...Indirectly, by tbe use of any means or Instrumentality of Interstate commerce or of the malls, or of any facility of any national securities exchange —...or employ. In connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange... 
