Decisions and Reports, Volumen22 |
Comentarios de la gente - Escribir un comentario
No encontramos ningún comentario en los lugares habituales.
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1941 |
Términos y frases comunes
accrued acquisition additional adjustments amended plan American amount appears APPENDIX applicable appropriate approved approximately assets basis bidding bonds capital capital stock cash Central charges claims Commission common stock connection consolidated Corporation cost Current debentures debt December 31 deductions depreciation distribution dividends earned surplus earnings effect Electric equitable estimated excess exchange expenses fair Federal filed findings forma funds gross hearing held holders holding company income indicated interest investments issuance issued less liabilities Light Middle West mortgage NEPA notes offer operating opinion outstanding paid payment percent period plant Power Power Company preferred stock present principal amount prior proposed provisions Public Service Public Utility purchase pursuant receive record redemption registered represented requirements reserve respect result retirement Rule Scranton Section 11 securities Service Company shares statement stockholders subsidiaries TABLE tion transactions trust United Water
Pasajes populares
Página 59 - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
Página 152 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 151 - Any person who — ( 1 ) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Página 87 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this section, "investment securities" includes all securities except (A) Government securities, (B) securities issued by employees' securities companies,...
Página v - Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act.
Página 92 - ... (A) Purchasing or otherwise acquiring notes, drafts, acceptances, open accounts receivable, and other obligations representing part or all of the sales price of merchandise, insurance, and services; (B) making loans to manufacturers, wholesalers, and retailers of, and to prospective purchasers of, specified merchandise, insurance, and services; and (C) purchasing or otherwise acquiring mortgages and other liens on and interests in real estate.
Página 87 - investment company" means any issuer which — (1) is or holds itself out as being engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities...
Página 151 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Página 192 - It shall be unlawful for any affiliated person or promoter of or principal underwriter for a registered investment company (other than a company of the character described in section 12(d) (3) (A) and (B)), or any affiliated person of such a person, promoter, or principal underwriter, acting as principal — (1) knowingly to sell any security or other property to such registered company or to any company controlled by such registered company...
Página 11 - ... or she is not likely again to engage in an offensive course of conduct, and that the public good does not demand or require that the defendant should suffer the penalty Imposed by law...
Información bibliográfica
| Título | Decisions and Reports, Volumen22 |
| Autor | United States. Securities and Exchange Commission |
| Editor | U.S. Government Printing Office, 1953 |
| Procedencia del original | Universidad de Michigan |
| Digitalizado | 31 Mar 2006 |
| Exportar cita | BiBTeX EndNote RefMan |