Decisions and Reports, Volumen22U.S. Government Printing Office, 1953 |
Dentro del libro
Resultados 1-5 de 100
Página 5
... purchase of such of the 50,000 shares of new preferred stock as are not required for such exchanges . Each bid is to ... purchasing , manufacturing and distributing gas in Des Moines , Iowa and in territory in south central and ...
... purchase of such of the 50,000 shares of new preferred stock as are not required for such exchanges . Each bid is to ... purchasing , manufacturing and distributing gas in Des Moines , Iowa and in territory in south central and ...
Página 7
... purchase of such of the 50,000 shares of new preferred stock as are not required for such exchanges . Each bid is to ... purchasing , manufacturing and distributing gas in Des Moines , Iowa and in territory in south central and ...
... purchase of such of the 50,000 shares of new preferred stock as are not required for such exchanges . Each bid is to ... purchasing , manufacturing and distributing gas in Des Moines , Iowa and in territory in south central and ...
Página 18
... purchases or sales , he is liable for participation in the breach of trust . The broker is liable when he has actual knowledge or where the circumstances show that the trustee is com- mitting a breach of trust in making the purchase or ...
... purchases or sales , he is liable for participation in the breach of trust . The broker is liable when he has actual knowledge or where the circumstances show that the trustee is com- mitting a breach of trust in making the purchase or ...
Página 19
... purchase price of the securities . The extent of this practice may be gathered from the table in Appendix B. In addition , even when an agency relationship was indicated by language in the confirmation reading " As broker we hereby purchase ...
... purchase price of the securities . The extent of this practice may be gathered from the table in Appendix B. In addition , even when an agency relationship was indicated by language in the confirmation reading " As broker we hereby purchase ...
Página 25
... Purchase for your account- " or " As broker , purchase for your account- " 50 United Gas Improvement . 7 350.00 716 5.50 361.75 200 Tonopan Belmont Development .. 26.00 164 10.00 41.25 100 . Spiegel Co. 376 394. 71 4 7.00 407.00 1,000 ...
... Purchase for your account- " or " As broker , purchase for your account- " 50 United Gas Improvement . 7 350.00 716 5.50 361.75 200 Tonopan Belmont Development .. 26.00 164 10.00 41.25 100 . Spiegel Co. 376 394. 71 4 7.00 407.00 1,000 ...
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
$6 preferred adjustments amended plan amortization APPENDIX applicable appropriate approved assets balance sheet capital stock Capital surplus carrying value cash Central and American certificates Commission common stock competitive bidding consolidated debentures debt discount December 31 depreciation discount and expense dividend requirements earned surplus Electric Company estimated filed forma Gas and Electric Gross income Holding Company Act income statements interest investments Investors Syndicate issuance issued liabilities Light Company long-term debt Minneapolis mortgage bonds MP&L NEPA operating revenues original cost pany par value payment PEPCO Power & Light Power Company preferred stock preferred stockholders principal amount pro forma proposed transactions Public Service Company Public Utility Public Utility Holding purchase pursuant to Section redemption refinancing registered holding company reserve respect Scranton Section 11 security holders shares of common stock of Central subsidiary companies taxes tion Total Utilities Company Utility Holding Company West Corporation
Pasajes populares
Página 59 - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
Página 152 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 151 - Any person who — ( 1 ) offers or sells a security in violation of section 5, or (2) offers or sells a security (whether or not exempted by the provisions of section 3, other than paragraph (2) of subsection (a) thereof), by the use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Página 87 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this section, "investment securities" includes all securities except (A) Government securities, (B) securities issued by employees' securities companies,...
Página 1938 - Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act.
Página 92 - ... (A) Purchasing or otherwise acquiring notes, drafts, acceptances, open accounts receivable, and other obligations representing part or all of the sales price of merchandise, insurance, and services; (B) making loans to manufacturers, wholesalers, and retailers of, and to prospective purchasers of, specified merchandise, insurance, and services; and (C) purchasing or otherwise acquiring mortgages and other liens on and interests in real estate.
Página 87 - investment company" means any issuer which — (1) is or holds itself out as being engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities...
Página 151 - sell" includes every contract of sale of, contract to sell, or disposition of, a security or interest in a security for value; (2) "Offer" or "offer to sell" includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security for value...
Página 192 - It shall be unlawful for any affiliated person or promoter of or principal underwriter for a registered investment company (other than a company of the character described in section 12(d) (3) (A) and (B)), or any affiliated person of such a person, promoter, or principal underwriter, acting as principal — (1) knowingly to sell any security or other property to such registered company or to any company controlled by such registered company...
Página 11 - ... or she is not likely again to engage in an offensive course of conduct, and that the public good does not demand or require that the defendant should suffer the penalty Imposed by law...