... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total... Decisions and Reports - Página 87por United States. Securities and Exchange Commission - 1953Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...such issuer's total assets (exclusive of Government securities and cash items) on an nnconsolidated basis. As used in this section, "investment securities"...securities companies and (C) securities Issued by majority owned subsidiaries of the owner which are not investment companies. Applicant admits that... | |
| United States. Securities and Exchange Commission - 1953 - 1110 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such Issuer's total assets (exclusive...includes all securities except (A) Government securities, (8) securities issued by employees' securities companies, and (C) securities issued by majority-owned... | |
| United States. Securities and Exchange Commission - 1947 - 1062 páginas
...securities harlot a value exceeding 40 per centum of the value of such issuer's total assets (exclusive oi Government securities and cash Items) on an unconsolidated...securities Issued by employees' securities companies, sad (C) securities issued by majority-owned subsidiaries of the owner which are not inratment companies.... | |
| United States. Securities and Exchange Commission - 1962 - 1022 páginas
...securities, and owns or proposes to acquire Investment securities having a value exceeding 40 per centum of the value of such Issuer's total assets (exclusive of Government securities and cash items) on an unconsolldated basis. "A» used In this section 'Investment securities' Includes all securities except... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...securities, and owns or proposes to acquire Investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an nnconsolidated basis. • Section 3 (b) (2) of the Act reads as follows : (b) Notwithstanding paragraph... | |
| United States. Securities and Exchange Commission - 1956 - 716 páginas
...proposes to acquire investment securities having • value exceeding 40% of the value of the company's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. For purposes of this Section, "investment securities" are defined as including all securities except... | |
| United States. Securities and Exchange Commission - 1953 - 734 páginas
...proposes to acquire Investment securities having a value exceeding 40 per centum of the value of snch issuer's total assets (exclusive of Government securities and cash Items) on an unconsolldated basis." • Section 3 (c) (3) of the Investment Company Act exccpts a bank from the... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except (A) Government securities, (B) securities... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except (A) Government securities, (B) securities... | |
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