... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. Decisions and Reports - Página 152por United States. Securities and Exchange Commission - 1953Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...For the reasons stated above, we are not able to find that the proposed exemption is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policy arid provisions of this title." The application for exemption from the provisions of Sections 10 (a),... | |
| United States. General Accounting Office - 1922 - 640 páginas
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent...fairly intended by the policy and provisions of [the Act]. 15 USC § 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late... | |
| United States. Securities and Exchange Commission - 1950 - 948 páginas
...in respect of the time within which Cliffs is required to mail its annual report to its stockholders is appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions the reporting company la a non-dlverslfled company having one or more majority-owned subsidiaries which... | |
| United States. Securities and Exchange Commission - 1949 - 1134 páginas
...liquidation. The final distribution will be made to stockholders not later than November 1, 1946. It is appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act to grant applicant the exemption hereinafter provided. Wherefore... | |
| United States. Securities and Exchange Commission - 1958 - 1232 páginas
...question under Section 6 (c) whether an exemption with respect to the exchange offer is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act." Sections 25 (b) and 25 (c) relating to reorganizations of registered... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...order of exemption if we find that such exemption is necessary or appropriate in the public interestand consistent with the protection of investors and the...fairly intended by the policy and provisions of the Act. We have held that this broad power must not be so freely applied that the basic objectives of... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...respective participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent...with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...unusual case where the company was not of a type contemplated for regulation and where the exemption is appropriate in the public interest and consistent...with the protection of investors and the purposes of the Act. We conclude that the applicant should be exempted from all provisions of the Act. It is... | |
| United States. Securities and Exchange Commission - 1956 - 1172 páginas
...connection with a proposed merger which cannot be consummated without the approval of stockholders 4, is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Investment Company Act. IT Is... | |
| United States. Securities and Exchange Commission - 1953 - 734 páginas
...company . . . any security or other property (except securities of which the seller Is the Issuer) . . . protection of investors and the purposes fairly intended by the policy and provisions of this title." Section 6 (c) was inserted in the Act to take care of the exceptional situations and transactions... | |
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