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" Securities Exchange Act of 1934," "Public Utility Holding Company Act of 1935," and "Investment Company Act of 1940" mean the federal statutes of those names as amended before or after the effective date of this act. "
Decisions and Reports - Página 1938
por United States. Securities and Exchange Commission - 1953
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...rater to the Investment Advisers Act of 1940. Securitie!) Act of 1933 and Trust Indenture Act of 19391 Securities Exchange Act of 1934 Public Utility Holding...Investment Company and Investment Advisers Acts of 1940 > «. Page herein Section Involved Section Involved Section involved Section involved Geoeral Waser...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...Rule U-44 300 pany. See footnotes at end of table. See footnotes at end of table. 31 8. EC Securlties Act of 1933 and Trust Indenture Act of 1939 ' Securities...Section Involved Section involved Section Involved Middle South Utilities, Inc 6, 7, Rule U-, ir Middle West Corporation, 50. 12, Rule U-50 The. Do 11...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...Securities and ExActs Cost for 1937 Allotments for 1938 Requested for 1939 Securities Act of 1933. Securities Exchange Act of 1934 Public Utility Holding Company Act of 1935 $1,637,833 1, 367, 909 661,825 $1,734.750 1,418,889 6%, 361 $1, 734. 750 1,418,889 696, 361 Total 3,...
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Decisions and Reports, Volumen19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...numbers in italic type, if any, refer to the Investment Advisen Act of 1940. Securities Act of 1033 and Trust Indenture Act of 1939' Securities Exchange...Section involved Section involved Section involved A Adams Express Company, The 17 17 17 17 17 17 54 62 565 54 62 565 366 513 124 Adauis Express Company,...
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Decisions and Reports, Volumen30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...Company 10 807 American Power & Light Company 10 807 11 155 Do.. 3.9 818 See footnotes at end of table. Securities Act of 1933 and Trust Indenture Act of...of 1935 Investment Company and Investment Advisers Act of 1940 > Title Page herein Section involved Section Involved Section Involved Section Involved...
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Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...Company 15 429 K Kings County Lighting Co 6 137 See footnotes at end of table. • Investment Company Securities Act of 1933 and Trust Indenture Act of...of 1934 Public Utility Holding Company Act of 1935 and Investment Advisers Acts of 1940' Title Page herein Section involved Section involved Section involved...
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Decisions and Reports, Volumen27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...Securities ' Section numbers in italic type, if any, refer to the Investment Advisers Act of 1940. Securities Act of 1933 and Trust Indenture Act of...Act of 1934 Public Utility Holding Company Act of 193S Investment Company and Investment Advisers Acts of 1940 > This Par. herein Section Section involved...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...1933. > Section numbers In italic type, If any, rever to the Investment Advisers Act of 1940. TITLE Securities Act of 1933 and Trust Indenture Act of...Act of 1934 Public Utility Holding Company Act of 1936 Investment Company and Investment Advisers Acts of 1940 > Page herein Section Involved Section...
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Decisions and Reports

United States. Securities and Exchange Commission - 1953 - 1172 páginas
...Light Co 11 to footnotes at end of table, Securities Act of 1933 and Trust Indenture Act of 1039 i Securities Exchange Act of 1934 Public Utility Holding...Company and Investment Advisers Acts of 1940' Title Pa«» herein Section nvolved Section Involved Section Involved Section Involved Commonwealth & Southern...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...H 15 ISA 467 K Kaiser, Henry J., Co 3 626 K»ye,Real&Co..Inc15 373 Securities Act of 1033 and Tnut Indenture Act of 1939 Securities Exchange Act of 1934...Company Act of 1935 Investment Company and Investment Advisera Acto of 1940 Title Pace herein Section involved Section involved Section involved Section...
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