Decisions and Reports, Volumen11U.S. Government Printing Office, 1945 |
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Página 122
... evidence indicates that he was not a principal in the scheme and had no knowledge of its fraudulent nature held that it is not in the public interest , under Section 15 ( b ) of the Securities Exchange Act , to deny the application for ...
... evidence indicates that he was not a principal in the scheme and had no knowledge of its fraudulent nature held that it is not in the public interest , under Section 15 ( b ) of the Securities Exchange Act , to deny the application for ...
Página 139
... Evidence . In proceeding under Section 11 ( b ) ( 2 ) , where holding company was ordered to show cause why its corporate structure should not be reduced to a common stock basis , held , that estimated value of holding company's assets ...
... Evidence . In proceeding under Section 11 ( b ) ( 2 ) , where holding company was ordered to show cause why its corporate structure should not be reduced to a common stock basis , held , that estimated value of holding company's assets ...
Página 157
... evidence on valuation and assumed , for the pur- pose of argument only , that the intrinsic value of assets and the prospective earning power of Commonwealth were sufficient to justify a reasonably small amount of preferred stock on ...
... evidence on valuation and assumed , for the pur- pose of argument only , that the intrinsic value of assets and the prospective earning power of Commonwealth were sufficient to justify a reasonably small amount of preferred stock on ...
Página 168
... Evidence . The evidence upon which we have relied in this opin- ion consists exclusively of statements prepared and furnished by Com- monwealth itself . Commonwealth has objected on several grounds to the use of this evidence , and for ...
... Evidence . The evidence upon which we have relied in this opin- ion consists exclusively of statements prepared and furnished by Com- monwealth itself . Commonwealth has objected on several grounds to the use of this evidence , and for ...
Página 169
... evidence of such values and earning power while the evidence offered by Com- monwealth thereon - in the form of expert opinion testimony - has been excluded ; and ( c ) that the ruling of the Supreme Court in United States v . Abilene ...
... evidence of such values and earning power while the evidence offered by Com- monwealth thereon - in the form of expert opinion testimony - has been excluded ; and ( c ) that the ruling of the Supreme Court in United States v . Abilene ...
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
acquisition appropriate approval assets balance sheet Boston Stock Exchange capital surplus carrying value cash Columbia Gas Commission common stock Commonwealth consolidated dealer debentures December 31 depreciation reserve Detroit Stock Exchange dividends earned surplus Electric Company exemption filed FINDINGS AND OPINION Gas and Electric Gas Company held Holding Company Act holding company system Illinois Iowa income issuance issue Light & Power Light Company North American operating outstanding pany par value payment percent Philadelphia Stock Exchange Power and Light Power Company preferred stock principal amount proceeding properties proposed public interest Public Service Company Public Utility Holding purchase pursuant to Section record registered holding company registrant registrant's reorganization requirements reserve respect respondent Rule Section 11 Securities Exchange Act security holders shares Southwestern Stock Exchange stockholders subsidiary companies tion Total transactions trust utility company Utility Holding Company voting power York Curb Exchange York Stock Exchange
Pasajes populares
Página 154 - In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Página 641 - ... in connection with, the distribution of any security or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary distributor's or seller's commission. As used in this paragraph the term "issuer...
Página 635 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce or attempt to induce the purchase or sale of, any security (other than an exempted security or commercial paper, bankers...
Página 707 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
Página 635 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 214 - States, or in a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation.
Página 207 - And be it further enacted, That the said State shall consist of all the territory included within the following boundaries, to wit...
Página 597 - It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or...
Página 641 - SEC. 5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly — (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise...
Página 856 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this section, "investment securities" includes all securities except (A) Government securities, (B) securities issued by employees' securities companies,...