 ... in connection with, the distribution of any security or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such...  Decisions and Reports - Página 641por United States. Securities and Exchange Commission - 1945Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...it necessary or 'i'-'irable. of consolidated balance sheets or income accounts of any person iro-tly or indirectly controlling or controlled by the issuer, or any person under ii'it or indirect common control with the issuer; but insofar as they relate t» any common carrier... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...EXCHANGE REGULATION 513 it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...quoting from the bill— it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission. The Commission may, by rule or regulation or order, declare any such person or any class of such persons... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...indirect underwriting of any such undertakng; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission. Definitions. Application of terms defined In Securities Act of 1933. 48 Stat. 74. ISU.SCJTTb. "Sale... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission. The Commission may, by rule or regulation or order, declare any such person or any class of such persons... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission. (4) The term "director" means any director of a corporation, or any individual performing similar functions... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...Indirect underwriting of any such undertaking; but such term shall not include a person whose interest Is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission." will not be in charge of the management or operation of the hotel but that Clayton V. Smith, who is... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer...and customary distributors' or sellers' commission. (4) The term "director" means any director of a corporation, or any individual performing similar functions... | |
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