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" ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total... "
Decisions and Reports - Página 856
por United States. Securities and Exchange Commission - 1945
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...securities, and owns or proposes to acquire Investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an nnconsolidated basis. • Section 3 (b) (2) of the Act reads as follows : (b) Notwithstanding paragraph...
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Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962 - 1022 páginas
...securities, and owns or proposes to acquire Investment securities having a value exceeding 40 per centum of the value of such Issuer's total assets (exclusive of Government securities and cash items) on an unconsolldated basis. "A» used In this section 'Investment securities' Includes all securities except...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 percent of the value of such Issuer's total assets (exclusive of government securities and cash items). Section 3 (b) (2) provides: (b) Notwithstanding paragraph (3) of subsection (a), none of the following...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...proposes to acquire investment securities having • value exceeding 40% of the value of the company's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. For purposes of this Section, "investment securities" are defined as including all securities except...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...proposes to acquire Investment securities having a value exceeding 40 per centum of the value of snch issuer's total assets (exclusive of Government securities and cash Items) on an unconsolldated basis." • Section 3 (c) (3) of the Investment Company Act exccpts a bank from the...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except (A) Government securities, (B) securities...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...items) on an unconsolidated basis. As used in this subsection, "investment securities" includes all securities except (A) Government securities, (B) securities...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an uneonsolidatcd basis. As used in this subsection, "investment securities" includes all securities except...
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United States Code, Volumen2

United States - 2000 - 1216 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...securities and cash items) on an unconsolidated basis. (2) As used in this section, "investment securities" includes all securities except (A) Government...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 páginas
...securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive...securities companies, and (C) securities issued by majority -owned subsidiaries of the owner which are not investment companies. (b) Notwithstanding paragraph...
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