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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
Decisions and Reports - Página 635
por United States. Securities and Exchange Commission - 1945
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...or Instruments of transportation or communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...any omission to state a material fact necessary In order to make the statements made. In the 11 ;tit of the circumstances under which they were made,...
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Decisions and Reports, Volumen30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...correctly that the NIPS bonds were not registered on an exchange and that the activities in question any omission to state a material fact necessary in...circumstances under which they were made, not misleading, or "(3) to engage in any transaction, practice, or course of business which operates or would operate...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...business which operates or would operate as a fraud or deceit upon any person, or by means of any untrue statement of a material fact or any omission to state a material fact, which statement or omission is made with knowledge or reasonable grounds to believe that it is untrue...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...malls, directly or Indirectly — (2) to obtain money or property by means of any nn,true statement *.fa material fact or any omission to state a material fact necessary In order to make the statements made. In the light of the circumstances under which they were made, not...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...any device, scheme, or artifice to defraud, or (2) To obtain money or property by means of any untrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as...
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...any device, scheme, or artifice to defraud, or (2) To obtain money or property by means of any untrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 520 páginas
...Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading; or (3) Engage in any act, transaction, practice, or course of business which operates or would operate...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...Employ any device, scheme, or artifice to defraud; (2) Obtain money or property by means of any untrue statement of a material fact or any omission to state...circumstances under which they were made, not misleading; or (3) Engage in any act, transaction, practice, or course of business which operates or would operate...
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The Code of Federal Regulations of the United States of America

1989 - 820 páginas
...to defraud, Dr (2) obtain money or property by means or any untrue statement of a material fact of any omission to state a material fact necessary in...circumstances under which they were made, not misleading, or (3) engage in any act, transaction, practice, or course of business which operates or would operate...
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