Organization, Procedures and Rules of PracticeU.S. Government Printing Office, 1960 - 40 páginas |
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Página 1
... RULES OF PRACTICE1 RULE I BUSINESS HOURS The principal office of the Commission , at 425 Second Street NW . , Washington , D. C. , is open each day , except Saturdays , Sundays , and holidays , from 9 a . m . to 5:30 p . m . , eastern ...
... RULES OF PRACTICE1 RULE I BUSINESS HOURS The principal office of the Commission , at 425 Second Street NW . , Washington , D. C. , is open each day , except Saturdays , Sundays , and holidays , from 9 a . m . to 5:30 p . m . , eastern ...
Página 2
... rule , practicing before the Commission shall include the preparation of any statement , opinion or other paper by any attorney , accountant , engineer or other expert , filed with the Commission in any registration statement ...
... rule , practicing before the Commission shall include the preparation of any statement , opinion or other paper by any attorney , accountant , engineer or other expert , filed with the Commission in any registration statement ...
Página 3
... RULES OF PRACTICE 3 addressed to the last known business address of the party or his agent for service . ( c ) Unless otherwise ordered by the Commission , notice of any such public hearing shall be given general circulation by ...
... RULES OF PRACTICE 3 addressed to the last known business address of the party or his agent for service . ( c ) Unless otherwise ordered by the Commission , notice of any such public hearing shall be given general circulation by ...
Página 4
... RULE IV AMENDMENTS ( a ) Whenever a hearing is ordered by the Commission in any proceeding pursuant to Section 8 of the Securities Act of 1933 , as amended , and items in the registration statement which appear to be incomplete or ...
... RULE IV AMENDMENTS ( a ) Whenever a hearing is ordered by the Commission in any proceeding pursuant to Section 8 of the Securities Act of 1933 , as amended , and items in the registration statement which appear to be incomplete or ...
Página 5
... Rule XVII may in good faith request the hearing officer to withdraw on the grounds of personal bias or other disqualification . The person seeking disqualification shall file with the hearing officer a timely affidavit setting forth in ...
... Rule XVII may in good faith request the hearing officer to withdraw on the grounds of personal bias or other disqualification . The person seeking disqualification shall file with the hearing officer a timely affidavit setting forth in ...
Términos y frases comunes
30 of Schedule additional evidence Administrative Procedure Act admission or exclusion amended application or declaration attorney at law attorney of record brief in support cause shown certified Clause 30 Commission or trial confidential treatment duly designated officer file a brief findings and conclusions Following any hearing heard hearing is ordered hearing officer hearings pursuant Holding Company Act intermediate decision Investment Company Act mission motion or procedural motions and procedural notice of hearing oral argument papers filed paragraph parties and counsel prescribed procedural applications proceedings pursuant proposed findings provisions of Clause provisions of Rule Public Utility Holding purpose of taking pursuant to Rule pursuant to Section questions or evidence recommended decision registered mail registration statement reply briefs Rule XIV RULES OF PRACTICE Secretary Section 24 Securities Act Securities Exchange Act specify statements therein suant submitted Subpoenas taking evidence tion transcript trial examiner trial examiner's report Utility Holding Company
Pasajes populares
Página 6 - Witnesses summoned before the Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Página 3 - Objections to evidence. Objections to the admission or exclusion of evidence shall be in short form, stating the grounds of objections relied upon, and the transcript shall not include argument or debate thereon except as ordered by the Examiner. Rulings on such objections shall be a part of the transcript.
Página 9 - In computing any period of time prescribed or allowed by these rules, by order of court, or by any applicable statute, the day of the act, event, or default after which the designated period of time begins to run is not to be included. The last day of the period so computed is to be included, unless it is a Sunday or a legal holiday, in which event the period runs until the end of the next day which is neither a Sunday nor a holiday.
Página 5 - The testimony of the witness shall be reduced to writing by the officer before whom the deposition is taken, or under his direction, after which the deposition shall be subscribed by the witness and certified in usual form by the officer. After the deposition has been so certified it shall, together with a copy thereof made by such officer or under his direction, be forwarded by...
Página 8 - Objections to the competency of a witness or to the competency, relevancy, or materiality of testimony are not waived by failure to make them before or during the taking of the deposition, unless the ground of the objection is one which might have been obviated or removed if presented at that time.
Página 14 - The notice shall include: (1) a statement of the time, place, and nature of public rule making proceedings; (2) reference to the legal authority under which the rule is proposed; and (3) either the terms or substance of the proposed rule or a description of the subjects and issues involved.
Página 16 - Commission may deny, temporarily or permanently, the privilege of appearing or practicing before It in any way to any person who is found by the Commission after...
Página 5 - Objections to questions or evidence shall be in short form, stating the grounds of objection relied upon, but no transcript filed by the officer shall include argument or debate.
Página 12 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 6 - States, and persons taking depositions shall be entitled to the same fees as are paid for like services in the courts of the United States, to be paid by the party at whose request the deposition is taken.