 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before It In any way to any person who Is found by the Commission after...engaged In unethical or Improper professional conduct." 88 SBC— 85 18667 The instant disciplinary proceeding is based on allegedly contradictory and misleading... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before It In any way to any person who Is found by the Commission after..."(2) to be lacking In character or Integrity or to bare engaged in unethical or Improper professional conduct." * Holding Company Act Release No. 8979.... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 páginas
...any way to, any person who i* fonnd by the CommUilon after hearing in the matter "(1) Not to DOOMS! the requisite qualifications to represent others;...integrity or to have engaged in unethical or Improper profccaional conduct." tion and that he prepared and signed the foregoing certificate without ever... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before It in any way to any person who Is found by the Commission after hearing In the matter ... to have engaged In unethical or Improper professional conduct." 39 SBC— 33 4132 accountant was... | |
 | Theodore Wesley Graske - 1939 - 664 páginas
...disqualify, and denv, temporarily or permanently, the privilege of appearing or practicing before it in any way to, any person who is found by the Commission after hearing in the matter or (1) Not to possess the requisite qualifications to represent others; (2) To be lacking in character... | |
 | United States - 1953 - 1692 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before it in any al (f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
 | United States. Securities and Exchange Commission - 1944 - 1290 páginas
...showed that Logan in good faith held himself out as an independent accountant, we should not hold him to be lacking in character or integrity or to have engaged in improper and unethical professional conduct merely by reason of the fact that he was found to be not... | |
 | United States. Congress. House. Committee on the Judiciary - 1947 - 990 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before it in any board of trade are not In and of tho'nsplves interstate commerce. They "(f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
 | United States. Congress. House. Committee on the Judiciary - 1948 - 506 páginas
...disqualify, and .deny, temporarily or permanently, the privilege of appearing or practicing before it in any way to any person who is found by the Commission after...represent others; or "(2) To be lacking in character or.integrity or to have engaged in unethical or improper professional conduct. "(g) For the purposes... | |
 | 1949 - 736 páginas
...disqualify, and deny, temporarily or permanently, the privilege of appearing or practicing before it in any way to any person who is found by the Commission after...engaged in unethical or improper professional conduct. (f) Contemptuous conduct at any hearing before the Commission or a hearing officer shall be ground... | |
| |
Commission may deny, temporarily or permanently, the privilege of appearing or practicing before It in any way to any person who is found by the Commission after... 
