Decisions and ReportsU.S. Government Printing Office, 1953 |
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
accrued acquisition additional adjustments aggregate Amended Plan American Light Amortization applicable appropriate approved balance sheet basis capital stock Capital surplus carrying value cash Central Utilities Commission common stock common stockholders Company Act Release company's Consolidated Corporation current assets current liabilities debentures December 31 depreciation Detroit Edison distribution earned surplus estimated Federal filed financing forma Georgia Power hearing Holding Company Act Illinois Power income statements interest investment liabilities Light & Power liquidation ment mortgage bonds natural gas NEPSCO North American notes officers and directors Ogden operating revenues outstanding par value payment percent Pipe Line Power & Light preferred stock preferred stockholders principal amount Prior Lien stock pro forma proceedings Public Utility Holding purchase pursuant to Section registered holding company registration statement reorganization reserve respect retirement Section 11 security holders shares of common sinking fund Southern tion Total Trust Utilities Power Utility Holding Company
Pasajes populares
Página 44 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Página 554 - ... or any rule or regulation thereunder or any undertaking contained in a registration statement as provided in subsection (d) of Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact...
Página 497 - Commission, as hereinafter provided, by order declares such company not to be a holding company; and (B) any person which the Commission determines, after notice and opportunity for hearing, directly or indirectly to exercise (either alone or pursuant to an arrangement or understanding with one or more other persons...
Página 69 - Except in cases of willfulness or those in which public health, interest, or safety requires otherwise...
Página 331 - ... (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owningj holding, or trading in securities either directly or (A) through majority-owned subsidiaries or (B) through controlled companies conducting similar types of businesses.
Página 377 - ... from engaging in or continuing any conduct or practice in connection with any such activity...
Página 30 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
Página 359 - Commission shall find necessary or appropriate in the public interest or for the protection of investors or consumers and not detrimental to the proper functioning of such system or. systems.
Página 105 - ... such company before any subscriptions for such securities will be accepted from any persons in excess of twenty-five; (C) that arrangements will be made whereby any proceeds so paid in, as well as any sales load, will be refunded to any subscriber on demand without any deduction, in the event that the net proceeds so received by the company do not result in the company having a net worth of at least $100,000 within ninety days after such registration statement becomes effective.
Página 353 - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company...