TINIVERSITY OF MICHIGAN LIBRARIES

LETTER OF TRANSMITTAL OF AUGUST 8, 1963, FROM THE

CHAIRMAN, SECURITIES AND EXCHANGE COMMISSION,

LETTER OF TRANSMITTAL OF AUGUST 6, 1963, FROM THE

SPECIAL STUDY OF SECURITIES MARKETS, AND THE

FOLLOWING CHAPTERS:

CHAPTER

CHAPTER

X.-SECURITY CREDIT

XI.-OPEN-END INVESTMENT

(MUTUAL FUNDS)

CHAPTER XII.-THE REGULATORY PATTERN

COMPANIES

CHAPTER XIII.-THE MARKET BREAK OF MAY 1962

OF THE REPORT OF THE SPECIAL STUDY OF SECURITIES
MARKETS, RELATING TO THE ADEQUACY OF INVESTOR
PROTECTION IN THE SECURITIES MARKETS, PURSUANT
TO SECTION 19 (d) OF THE SECURITIES EXCHANGE ACT
OF 1934 (PUBLIC LAW 87-196)

AUGUST 8, 1963.-Referred to the Committee on Interstate and Foreign
Commerce and ordered to be printed with illustrations

96-746

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON: 1963

For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C., 20402 - Price $3.75

HG

4556

.45

A416

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