 commodity pool operator' shall mean any person engaged in a business which is of the nature of an investment trust, syndicate, or similar form of enterprise, and who, in connection therewith, solicits, accepts, or receives from others, funds, securities,...  The Handbook of Alternative Assets - Página 155por Mark J. P. Anson - 2003 - 512 páginasVista previa limitada - Acerca de este libro
 | Philippines - 1988 - 484 páginas
...therewith, solicits, accepts or receives from others, funds, securities or property, eicher directly or through capital contributions, the sale of stock...otherwise, for the purpose of trading in any commodity futures except those otherwise contemplated under the special laws. o) "Spread" shall refer to the... | |
 | United States - 1975 - 1706 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly r assigned to the individual ; (6) the term "statistical...maintained for statistical research or reporting purposes on or subject to the rules of any contract market, but does not include such persons not within the... | |
 | United States - 1983 - 1152 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock...purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the... | |
 | 1995 - 572 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock...subject to the rules of any contract market, but does §1.3 not include such persons not within the intent of this definition as the Commission may specify... | |
 | United States. Congress. Senate. Agriculture and Forestry Committee - 1949 - 128 páginas
...therewith, solicits, accepts, or receives from others funds, securities, or property, either directly or through capital contributions, the sale of stock...purpose of trading in any commodity for future delivery on or subject to the rules of any board of trade, but does not include such persons not within the... | |
 | 1978 - 1130 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock...purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the... | |
 | 1979 - 1228 páginas
...therewith, solicits, accepts, or receives from others, funds, securities. or property, either directly or through capital contributions, the sale of stock...purpose of trading In any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the... | |
 | 1980 - 680 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock...purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but does not include such persons not within the... | |
 | 1999 - 616 páginas
...therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock...securities, or otherwise, for the purpose of trading in any §1.3 §1.3 commodity for future delivery or commodity option on or subject to the rules of any contract... | |
 | 1978 - 1252 páginas
...forms of securities, or otherwise, for the purpose of trading in any commodity for future delivery on or subject to the rules of any contract market, but...include such persons not within the intent of this definltion as the Commission may specify toy rule or regulation or by order. (dd) Commission. This... | |
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