§ 131.41 Classification of utility plant and reserves applicable to utility plant. (See § 33.3, exhibit G, and § 34.3, exhibit G, of this chapter.) (Original and 5 copies plus 1 for each State affected, to be submitted) [Order 149, 14 F. R. 4496, July 19, 1949; 14 P. R. 4668, July 27, 1949] § 131.42 Comparative income statement. (See § 33.3, exhibit I, and § 34.3, exhibit 1, of this chapter.) 535 Year ended Most recent 12-month period 5 most recent years! 1 If annual reports have been filed with the Commission during this period, income statements for 5 most recent years need not be supplied. 2 Furnish a statement giving an explanation of each amount in column for adjustments showing effect of transactions. * Submit information for each department separately. [Order 149, 14 FR 4496, July 19, 1949; 14 FR 4668, July 27, 1949] § 131.43 Report of securities issued. (See § 34.8 of this chapter.) (Original and five copies, plus one for each state affected, to be submitted) [Name of respondent] REPORT OF SECURITIES ISSUED Description of security Description 1. Face value or principal amount 2. Plus premium or less discount 3. Gross proceeds--- 4. Underwriter's spread or commission_... 5. Securities and Exchange Commission registration fee..... 6. State mortgage registration tax 7. State commission fee....... 8. Fee for recording indenture_-_ 2. United States document tax.. 10. Printing and engraving expenses 11. Trustee's charges.. 12. Counsel fees___. 13. Accountant's fees-- 14. Cost of listing- 15. Miscellaneous expenses of issue 16. Total deductions.... § 131.50 Amount Certificate of notification. (See 34.24 of this chapter.) (Original and five copies, plus one for each state affected, to be submitted) [Name of public utility] [Address of public utility] This is to certify that the following are the facts relating to a transaction entered into by the above-named public utility to which the provisions of section 204 (e) of the Federal Power Act are applicable: (1) Date of transaction. (2) Description of note or draft including payee and interest rate. (3) State whether the transaction is an issue or renewal of, or assumption of liability on, a note or draft. (4) Amount and maturity date of note or draft. (5) Aggregate amount of above together with all other outstanding notes and drafts of a maturity of 1 year or less on which the public utility is primarily or secondarily liable at the date of the transaction. (6) Total par value (or, in the case of securities having no par value, the fair market value as of the date of issue) of other securities outstanding at the date of the transaction. (7) Detail of all other outstanding notes and drafts of a maturity of one year or less on which the public utility is primarily or secondarily liable. (8) Detail of outstanding securities having par value included in (6) above. (9) Detail of outstanding securities having no par value included in (6) above. (10) Full particulars of how fair market value at date of issue of securities having no par value was arrived at. § 131.52 Certificate of concurrence. (See § 35.1-35.21 of this chapter.) (An original and one conformed copy to be submitted) This is to certify that---. (Name of public utility concurring) assents to and concurs in the rate schedule (rate schedule supplement) described below. which the (Name of public utility filing rate schedule) has filed, and hereby files this certificate of concurrence in lieu of the filing of the rate schedule (rate schedule supplement) specifiled. (Here give exact description of rate schedule or supplement, including F.P.C. number) (Name of public utility) Dated By trustee) Sec. 141.1 141.2 141.7 141.11 REPORTS (SCHEDULES) Form No. 1, Annual report for electric utilities, licensees and others (Class A and Class B). Form No. 1-F: Annual Report for public utilities and licensees, (Class C and Class D). Form 1-M, Annual Report for municipal electric utilities having annual electric operating revenues of $250,000 or more. Form No. 6. Initial cost statement for licensed projects. 141.12 Form No. 7. Statement of actual legitimate original cost of con struction. 141.13 Form No. 9. Annual Report Form for Licensees of Privately Owned Ma. jor Projects (Utility and Industrial). 13 Copies of this form may be obtained upon request from the Federal Power Commission. AUTHORITY: The provisions of this Part 141 issued under secs. 3(13), 4 (a), (b), (c). 41 Stat. 1063, 1065, as amended, secs. 301(a), 302(a), 304, 309, 311, 49 Stat. 838, 839, 854. 855, 858, 859; 16 U.S.C. 796(13), 797 (a), (b). (c), (d), 825(a), 825a (a), 825c, 825h, 825), unless otherwise noted.. § 141.1 Form No. 1, Annual report_for electric utilities, licensees and others (Class A and Class B). (a) The Form of Annual Report for Classes A and B electric utilities, licensees and others, designated herein as F.P.C. Form No. 1 is prescribed for the year 1961 and thereafter. (b) (1) Each Class A electric utility, licensee, and other, i.e., each corporation, person, or licensee as defined in section s of the Federal Power Act, including any agency, authority or other legal entity or instrumentality and any agency, authority or instrumentality of the United States engaged in generation, transmission, distribution, or sale of electric energy, however produced, throughout the United States and its possessions, having annual electric operating revenues of $2.500.000 or more, whether or not the jurisdiction of the Commission is otherwise involved, shall prepare and file with the Commission for the year beginning January 1, 1961, or subsequently during the calendar year 1961 if its established fiscal year is other than the calendar year, and for each year thereafter, on or before the last day of the third month following the close of the calendar year or other established fiscal year, an original and such number of conformed copies of the abovedesignated FPC Form No. 1 as are indicated in the General Instructions set out in that form, all properly filled out and verified. One copy of said report should be retained by the correspondent in its files. The conformed copies may be carbon copies, if legible. (2) This report form is not prescribed for municipalities as defined in section 3 of the Federal Power Act; ie., a city, county, irrigation district, drainage district, or other political subdivision or agency of a State competent under the laws thereof to carry on the business of developing transmitting, utilizing, or distributing power. (c) (1) Each Class B electric utility. licensee. and others: 1.e., each corporation, person. or licensee as defined in section 3 of the Federal Power Act, in cluding any agency, authority or other legal entity or instrumentality and any agency, authority or instrumentality of the United States engaged in generation, transmission, distribution, or sale of electric energy, however produced, throughout the United States and its possessions, having annual electric operating revenues of more than $1,000,000 but less than $2,500,000, whether or not the jurisdiction of the Commission is otherwise involved. shall prepare and fille with the Commission for the year beginning January 1, 1961, or subsequently during the calendar year 1961 if its established fiscal year is other than the calendar year, and for each year thereafter, on or before the last day of the third month following the close of the calendar year or other established fiscal year, an original and such number of conformed copies of the above-designated FPC Form No. 1 as are indicated in the General Instructions set out in that form, all properly filled out and verified. One copy of said report should be retained by the correspondent in its files. The conformed copies may be carbon copies, if legible. (2) This report form is not prescribed for municipalities as defined in section 3 of the Federal Power Act; i.e., a city, county, irrigation district, drainage district, or other political subdivision or agency of a State competent under the laws thereof to carry on the business of developing, transmitting, utilizing, or distributing power. (d) This annual report contains the following schedules: Identification. General Instruction. Security Holders and Voting Powers. Summary of Utility Plant and Accumulated Provisions for Depreciation. Amortization. and Depletion-Statement B Statement of Income for the Year-Statement. C Notes to Statement of Income-Statement C (Continued). Statement of Retained Earnings for the year Statement D. Statement of Changes in Financial PositionStatement E. |